DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B•••••• P•••••• W•••••
CHESTERFIELD, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•••••• P•••••• W••••• | Independent wealth | Oct 10, 2024 | n/a | yes | CHESTERFIELD, MO | Current employment |
| N••••• A•••••••• L•• | Former SEC adviser | Dec 20, 2021 | Oct 11, 2024 | no | PITTSBORO, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N••••• A•••••••• L•• | B•••••• P•••••• W••••• | Oct 11, 2024 | Oct 10, 2024 | -1 | Firm change | RIA to RIA |
| M••••• F••••• O••••• | N••••• A•••••••• L•• | Feb 8, 2022 | Dec 20, 2021 |
| M••••• F••••• O••••• | Independent wealth | Mar 7, 2012 | Feb 8, 2022 | no | ST LOUIS, MO | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 1, 2011 | Mar 6, 2012 | no | CLAYTON, MO | Previous registration |
| T•••••••• T•••• C••••••• F•• | n/a | Aug 11, 1998 | Sep 10, 2004 | no | WASHINGTON, DC | Previous registration |
| Firm change after gap |
| RIA to new firm |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | M••••• F••••• O••••• | Mar 6, 2012 | Mar 7, 2012 | 1 | Firm change | Other |
| T•••••••• T•••• C••••••• F•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Sep 10, 2004 | Oct 1, 2011 | 2,577 | Firm change after gap | Other |