DFX Intelligence

A••• I•• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)25 years in industry

A••• I•• C••••

Advisor at T• R••• P•••• A••••••••• I•••

BALTIMORE, MD

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Search this name across graphsid dfx:ria:b9c922d0-f4d9-a5a2-07d7-70829a942393

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T• R••• P•••• A••••••••• I•••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jun 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T• R••• P•••• A••••••••• I•••	Asset manager	Feb 14, 2019	n/a	yes	BALTIMORE, MD	Current employment
T• R••• P•••• A••••••• S•••••••• I•••	Bd affiliated wealth	Feb 8, 2018	Feb 14, 2019	no	Baltimore, MD\|OWINGS MILLS, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• R••• P•••• A••••••• S•••••••• I•••	T• R••• P•••• A••••••••• I•••	Feb 14, 2019	Feb 14, 2019	0	Firm change	Other
F••••••••• L••	T• R••• P•••• A••••••• S•••••••• I•••	Dec 28, 2015	Feb 8, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
108958:105496:MD:2019-02-14	Feb 14, 2019	Feb 14, 2019	OWINGS MILLS, MD	Firm change

Relationships

Registered with (5)

→ T• R••• P•••• A••••••••• I•••Registered adviserregistration: current employment
Feb 14, 2019 to presentfactForm ADV
→ T• R••• P•••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 8, 2018 to Feb 14, 2019factForm ADV
→ F••••••••• L••Registered adviserregistration: previous registration
Jan 7, 2014 to Dec 28, 2015factForm ADV
→ W••••• B•••••• C•••••• M••••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9c922d0-f4d9-a5a2-07d7-70829a942393
First observed: Jun 18, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.