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B••••••• F•••••••• S•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

B••••••• F•••••••• S•••••••• I•••

CRD 128544

LEXINGTON, MA

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Search this name across graphsid dfx:ria:b9caeb50-6107-b6d6-8247-9989af483b31

Data as of Mar 20, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 10
On other graphs: 2
Observed: Mar 18, 2015 to Mar 20, 2023
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B••••••• F•••••••• S•••••••• I•••

Intermediary · shared crd

Allocatorsidentity

B••••••• F•••••••• S•••••••• I•••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $735M••• Locked
Discretionary RAUM: $613M
Private client RAUM: $603Mderived••• Locked
Private client share: 82%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• A•••••• H•••••••	OWNER AND CHIEF FINANCIAL OFFICER	D	yes	12/2021	Mar 18, 2015	Mar 20, 2023
B••••• S••••••• N•••••	OWNER, CHIEF COMPLIANCE OFFICER	D	yes	12/2021	Mar 18, 2015	Mar 20, 2023

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SOUTH EASTON	Ma	United States	4	yes
Lynnfield	Ma	United States	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$735M	$940M	-21.8%	$368M	25.9%	13	13	3	3

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
H•••••••• A•••••••• L••	3	Apr 21, 2023	Apr 25, 2023	LEXINGTON, MA	Firm absorbed	RIA to ibd	60.0%

Relationships

Controls (3)

← B•••••••• D••••••• I•••OwnerPRESIDENT, ownership code NA, individual
Mar 18, 2015 to presentfactForm ADV
← B••••• S••••••• N•••••OwnerOWNER, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 18, 2015 to presentfactForm ADV
← B••••• A•••••• H•••••••OwnerOWNER AND CHIEF FINANCIAL OFFICER, ownership code D, individual
Mar 18, 2015 to presentfactForm ADV

Moved with (1)

→ H•••••••• A•••••••• L••Registered adviser

Dated events

Occurred
Apr 21, 2023
Firm absorbed
B••••••• F•••••••• S•••••••• I•••'s advisors moved to H•••••••• A•••••••• L•• (Lexington, MA): 3 of 5 registered, on the same day
Form ADVobserved 7 days ago
3 advisors
Occurred
Apr 21, 2023
Advisor changed firm
Robin Jeanne Urciouli left B••••••• F•••••••• S•••••••• I••• for H•••••••• A•••••••• L•• (registered 2023-04-05)
Form ADVobserved 7 days ago
Occurred
Apr 21, 2023
Advisor changed firm
Spencer Norman Betts left B••••••• F•••••••• S•••••••• I••• for Lpl Financial Llc (registered 2006-01-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9caeb50-6107-b6d6-8247-9989af483b31
First observed: Mar 18, 2015
Last observed: Mar 20, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.