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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

ANDREW HARRISON BETTS

Advisor at HIGHTOWER ADVISORS, LLC

Lynnfield, MA | CHICAGO, IL

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Search this name across graphsid dfx:ria:22c74bcb-c153-4bc3-cc32-3c5c3dbf9548

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 2, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HIGHTOWER ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Oct 30, 2007
First registration: Apr 2, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 5416586

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	Apr 5, 2023	n/a	yes	CHICAGO, IL\|Lynnfield, MA	Current employment
DIETZ & LYNCH CAPITAL	n/a	Oct 22, 2013	Dec 31, 2014	no	LEXINGTON, MA	Previous registration
BICKLING FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 14, 2009	Apr 21, 2023	no	LEXINGTON, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 2, 2008	Oct 21, 2020	no	LEXINGTON, MA\|SOUTH EASTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BICKLING FINANCIAL SERVICES, INC.	DIETZ & LYNCH CAPITAL	Apr 21, 2023	Oct 22, 2013	-3,468	Firm change after gap	Other
LPL FINANCIAL LLC	BICKLING FINANCIAL SERVICES, INC.	Oct 21, 2020	Sep 14, 2009	-4,055	Firm change after gap	Other
DIETZ & LYNCH CAPITAL	HIGHTOWER ADVISORS, LLC	Dec 31, 2014	Apr 5, 2023	3,017	Firm change after gap	Other

Relationships

Registered with (4)

→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: current employment
Apr 5, 2023 to presentfactForm ADV
→ BICKLING FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 14, 2009 to Apr 21, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 2, 2008 to Oct 21, 2020factForm ADV
→ DIETZ & LYNCH CAPITALRegistered adviserregistration: previous registration
Oct 22, 2013 to Dec 31, 2014factForm ADV

Dated events

Occurred
Apr 21, 2023
Advisor changed firm
Andrew Harrison Betts left Bickling Financial Services, Inc. for Dietz & Lynch Capital (registered 2013-10-22)
Form ADVobserved 4 days ago