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Advisor at GATEWAY WEALTH PARTNERS, LLC
APPLETON, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GATEWAY WEALTH PARTNERS, LLC | Independent wealth | Jul 7, 2023 | n/a | yes | APPLETON, WI|APPLETON, WI | Current employment |
| SII INVESTMENTS, INC. | Former SEC adviser | Jan 3, 2011 | Feb 14, 2018 | no | GREEN BAY, WI|BROOKFIELD, WI|GREEN BAY, WI | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Dec 2, 2008 | Nov 11, 2010 | no | Neenah, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SII INVESTMENTS, INC. | GATEWAY WEALTH PARTNERS, LLC | Feb 14, 2018 | Jul 7, 2023 | 1,969 | Firm change after gap | Ibd to RIA |
| MML INVESTORS SERVICES, LLC | SII INVESTMENTS, INC. | Nov 11, 2010 | Jan 3, 2011 | 53 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2225:322789:WI:2018-02-14 | Feb 14, 2018 | Jul 7, 2023 | GREEN BAY, WI | Firm change after gap |