DFX Intelligence

L•••••• C• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst22 years in industry

L•••••• C• L••••••

Advisor at F•••••••• C••••••••• G••••

Greenwood Village, CO | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:b9dc8f27-6ca6-a6c6-26b8-b55018a11b11

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 16, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• C••••••••• G••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• C••••••••• G••••	Institutional manager	Jun 26, 2024	n/a	yes	GREENWOOD VILLAGE, CO\|Greenwood Village, CO	Current employment
C••• S••••• C••••••••• I•••	Former SEC adviser	Feb 16, 2022	Jul 16, 2024	no	GREENWOOD VILLAGE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• S••••• C••••••••• I•••	F•••••••• C••••••••• G••••	Jul 16, 2024	Jun 26, 2024	-20	Channel change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
112829:149122:CO:2024-07-16	Jul 16, 2024	Jun 26, 2024	GREENWOOD VILLAGE, CO	Firm change

Relationships

Registered with (2)

→ F•••••••• C••••••••• G••••Registered adviserregistration: current employment
Jun 26, 2024 to presentfactForm ADV
→ C••• S••••• C••••••••• I•••Registered adviserregistration: previous registration
Feb 16, 2022 to Jul 16, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9dc8f27-6ca6-a6c6-26b8-b55018a11b11
First observed: Feb 16, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.