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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

COOK STREET CONSULTING, INC.

CRD 112829

GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ccf37aa-c687-3996-e72b-6cf5f180495e

Data as of Apr 19, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 15
On other graphs: 1
Observed: Mar 29, 2012 to Apr 19, 2024
31 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Cook Street Consulting, Inc

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $7.1BItem 5.F on the latest filing (2024-04-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $7.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 38
Advisory employees: 31
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 53
SEC number: 801-16541
CRD: 112829
Filings on the tape: 31
First filed: Mar 29, 2012
Latest filed: Apr 19, 2024
Organised: Corporation, Colorado

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FRANCE, JEREMIAH, MICHAEL	DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER	Na	yes	03/2022	Apr 1, 2022	Apr 19, 2024
GARGANO, CHRISTOPHER, RICHARD	CHIEF COMPLIANCE OFFICER	Na	yes	03/2022	Apr 1, 2022	Apr 19, 2024
GORDON, MARC	CHIEF FINANCIAL OFFICER	Na	yes	03/2022	Apr 1, 2022	Apr 19, 2024
MCINTOSH, SCOTT, MICHAEL	VICE PRESIDENT	Na	yes	03/2022	Jan 10, 2013	Apr 19, 2024
MORGAN STANLEY	Member	E	yes	03/2022	Apr 1, 2022	Apr 19, 2024
MORGAN STANLEY CAPITAL MANAGEMENT, LLC	Member	E	yes	03/2007	Aug 15, 2023	Apr 19, 2024
MORGAN STANLEY DOMESTIC HOLDINGS, LLC	Stockholder	E	yes	03/2022	Aug 15, 2023	Apr 19, 2024
THOMPSON, MARK, JULIEN	DIRECTOR AND PRESIDENT	Na	yes	03/2022	Apr 1, 2022	Apr 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MORGAN STANLEY SMITH BARNEY LLC	n/a	Wirehouse	$1962B	N	yes	n/a
MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC	n/a	Institutional manager	$15B	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Dallas	TX	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 28, 2024	$7.1B	$7.1B	38	31	1	n/a	n/a
2022	Mar 30, 2023	$5.3B	$5.3B	31	28	0	n/a	n/a
2021	Feb 2, 2022	$6.2B	$6.2B	28	25	0	n/a	n/a
2020	Jan 12, 2021	$4.0B	$4.0B	29	26	0	n/a	n/a
2019	Jan 7, 2020	$3.3B	$3.3B	28	26	1	n/a	n/a
2018	Jan 2, 2019	$4.2B	$4.2B	26	24	0	n/a	n/a
2017	Jan 26, 2018	$2.7B	$2.7B	23	21	0	n/a	n/a
2016	Feb 3, 2017	$1.1B	$1.1B	21	19	n/a	n/a	n/a
2015	Jan 6, 2016	$20B	$948M	21	19	n/a	n/a	n/a
2014	Jan 13, 2015	$16B	$518M	17	15	n/a	n/a	n/a
2013	Jan 6, 2014	$12B	$413M	14	12	n/a	n/a	n/a
2012	Jan 10, 2013	$9.2B	$359M	12	11	n/a	n/a	n/a
2011	Mar 29, 2012	$8.0B	$317M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$7.1B	$5.3B	32.4%	$4.0B	21.4%	38	31	1	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FIDUCIARY CONSULTING GROUP	12	Jul 16, 2024	Jun 26, 2024	GREENWOOD VILLAGE, CO	Firm absorbed	Other	85.7%
FIDUCIARY CONSULTING GROUP	2	Jul 16, 2024	Jun 25, 2024	DALLAS, TX	Channel change	Other	14.3%

Relationships

Affiliated with (2)

→ FIDUCIARY CONSULTING GROUPRegistered adviserother investment adviser, common control
factForm ADV
→ MORGAN STANLEYRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (8)

← FRANCE, JEREMIAH, MICHAELOwnerDIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Apr 1, 2022 to presentfactForm ADV
← GARGANO, CHRISTOPHER, RICHARDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 1, 2022 to presentfactForm ADV
← GORDON, MARCOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Apr 1, 2022 to presentfactForm ADV
← THOMPSON, MARK, JULIENOwnerDIRECTOR AND PRESIDENT, ownership code NA, individual
Apr 1, 2022 to presentfactForm ADV
← MCINTOSH, SCOTT, MICHAELOwnerVICE PRESIDENT, ownership code NA, individual
Jan 10, 2013 to presentfactForm ADV
← MORGAN STANLEYOwnerMEMBER, ownership code E, domestic entity
Apr 1, 2022 to presentfactForm ADV
← MORGAN STANLEY CAPITAL MANAGEMENT, LLCOwnerMEMBER, ownership code E, domestic entity
Aug 15, 2023 to presentfactForm ADV
← MORGAN STANLEY DOMESTIC HOLDINGS, LLCOwnerSTOCKHOLDER, ownership code E, domestic entity
Aug 15, 2023 to presentfactForm ADV

Registered with (14)

← Jefferson D ChalkAdvisorregistration: previous registration
Feb 22, 2024 to Jul 16, 2024factForm ADV
← Charles Lee HodgeAdvisorregistration: previous registration
Feb 14, 2024 to Jul 16, 2024factForm ADV
← Timothy Michael BuckleyAdvisorregistration: previous registration
Feb 21, 2024 to Jul 16, 2024factForm ADV
← Sean M WatersAdvisorregistration: previous registration
Feb 16, 2022 to Jul 16, 2024factForm ADV
← Karen M RobinsonAdvisorregistration: previous registration
Feb 17, 2022 to Jul 16, 2024factForm ADV
← PATRICK J SMITHAdvisorregistration: previous registration
Feb 16, 2022 to Jul 16, 2024factForm ADV
← Jessica L MyersAdvisorregistration: previous registration
Feb 14, 2023 to Jul 16, 2024factForm ADV
← Dana B HenselAdvisorregistration: previous registration
Mar 1, 2022 to Jul 16, 2024factForm ADV
← Joshua C HasskampAdvisorregistration: previous registration
Feb 16, 2022 to Jul 16, 2024factForm ADV
← Lindsey C LevisonAdvisorregistration: previous registration
Feb 16, 2022 to Jul 16, 2024factForm ADV
← Rahman A KhatirAdvisorregistration: previous registration
Feb 17, 2022 to Jul 16, 2024factForm ADV
← ERICA Michelle RUGEAdvisorregistration: previous registration
Jan 23, 2023 to Jul 16, 2024factForm ADV
← Stuart G ThomasAdvisorregistration: previous registration
Feb 16, 2022 to Jul 16, 2024factForm ADV
← Madison Alexander ParrAdvisorregistration: previous registration
Jan 23, 2023 to Jul 16, 2024factForm ADV

Moved with (1)

→ FIDUCIARY CONSULTING GROUPRegistered adviser12 advisors, firm absorbed, same day
Jul 16, 2024 to Jun 26, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 16, 2024
Firm absorbed
Cook Street Consulting, Inc.'s advisors moved to Fiduciary Consulting Group (Greenwood Village, CO): 12 of 14 registered, on the same day
Form ADVobserved 4 days ago
12 advisors
Occurred
Mar 28, 2024
Regulatory AUM changed
Cook Street Consulting, Inc. reported RAUM $7.1B, up 32% from $5.3B (2024-01-03 to 2024-03-28)
Form ADVobserved 4 days ago
$1.7B
Occurred
Apr 1, 2022
Control person joined
Michael Jeremiah France (Director, Chairman And Chief Executive Officer) appeared on Schedule A of Cook Street Consulting, Inc.
Form ADVobserved 4 days ago
Occurred
Apr 1, 2022
Control person joined
Julien Mark Thompson (Director And President) appeared on Schedule A of Cook Street Consulting, Inc.
Form ADVobserved 4 days ago
Occurred
Apr 1, 2022
Control person joined
Marc Gordon (Chief Financial Officer) appeared on Schedule A of Cook Street Consulting, Inc.
Form ADVobserved 4 days ago
Occurred
Apr 1, 2022
Control person joined
Richard Christopher Gargano (Chief Compliance Officer) appeared on Schedule A of Cook Street Consulting, Inc.
Form ADVobserved 4 days ago
Occurred
Apr 1, 2022
Control person left
Michael Sean Waters (Owner / Managing Director / Co-Founder) no longer on Schedule A of Cook Street Consulting, Inc. (listed 2022-02-02, absent 2022-04-01)
Form ADVobserved 4 days ago
Occurred
Apr 1, 2022
Control person left
M Karen Robinson (Owner / Managing Director / Co-Founder) no longer on Schedule A of Cook Street Consulting, Inc. (listed 2022-02-02, absent 2022-04-01)
Form ADVobserved 4 days ago
Occurred
Apr 1, 2022
Control person left
Joseph Patrick Smith (Owner / Managing Director) no longer on Schedule A of Cook Street Consulting, Inc. (listed 2022-02-02, absent 2022-04-01)
Form ADVobserved 4 days ago
Occurred
Apr 1, 2022
Control person left
C. Lindsey Levison (Owner / Managing Director) no longer on Schedule A of Cook Street Consulting, Inc. (listed 2022-02-02, absent 2022-04-01)
Form ADVobserved 4 days ago
Occurred
Feb 2, 2022
Regulatory AUM changed
Cook Street Consulting, Inc. reported RAUM $6.2B, up 56% from $4.0B (2021-01-12 to 2022-02-02)
Form ADVobserved 4 days ago
$2.2B
Occurred
Apr 15, 2019
Regulatory AUM changed
Cook Street Consulting, Inc. reported RAUM $2.8B, down 34% from $4.2B (2019-01-02 to 2019-04-15)
Form ADVobserved 4 days ago
$-1.4B
Occurred
Jan 2, 2019
Regulatory AUM changed
Cook Street Consulting, Inc. reported RAUM $4.2B, up 54% from $2.7B (2018-01-26 to 2019-01-02)
Form ADVobserved 4 days ago
$1.5B
Occurred
Jan 26, 2018
Regulatory AUM changed
Cook Street Consulting, Inc. reported RAUM $2.7B, up 157% from $1.1B (2017-03-29 to 2018-01-26)
Form ADVobserved 4 days ago
$1.7B

Show 1 bookkeeping events

Occurred
Mar 30, 2023
Cook Street Consulting, Inc. reported 11 state-registered advisory representatives, up from 0 (2023-01-17 to 2023-03-30)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ccf37aa-c687-3996-e72b-6cf5f180495e
First observed: Mar 29, 2012
Last observed: Apr 19, 2024 29 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COOK STREET CONSULTING, INC.

CRD 112829

GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ccf37aa-c687-3996-e72b-6cf5f180495e

Data as of Apr 19, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:43 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FRANCE, JEREMIAH, MICHAEL

DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER

yes

03/2022

Apr 1, 2022

Apr 19, 2024

GARGANO, CHRISTOPHER, RICHARD

CHIEF COMPLIANCE OFFICER

yes

03/2022

Apr 1, 2022

Apr 19, 2024

GORDON, MARC

CHIEF FINANCIAL OFFICER

yes

03/2022

Apr 1, 2022

Apr 19, 2024

MCINTOSH, SCOTT, MICHAEL

VICE PRESIDENT

yes

03/2022

Jan 10, 2013

Apr 19, 2024

MORGAN STANLEY

Member

yes

03/2022

Apr 1, 2022

Apr 19, 2024

MORGAN STANLEY CAPITAL MANAGEMENT, LLC

Member

yes

03/2007

Aug 15, 2023

Apr 19, 2024

MORGAN STANLEY DOMESTIC HOLDINGS, LLC

Stockholder

yes

03/2022

Aug 15, 2023

Apr 19, 2024

THOMPSON, MARK, JULIEN

DIRECTOR AND PRESIDENT

yes

03/2022

Apr 1, 2022

Apr 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MORGAN STANLEY SMITH BARNEY LLC

n/a

Wirehouse

$1962B

yes

n/a

MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC

n/a

Institutional manager

$15B

yes

n/a

City

State

Country

Employees

Also broker-dealer

Dallas

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 28, 2024

$7.1B

n/a

2022

Mar 30, 2023

$5.3B

n/a

2021

Feb 2, 2022

$6.2B

n/a

2020

Jan 12, 2021

$4.0B

n/a

2019

Jan 7, 2020

$3.3B

n/a

2018

Jan 2, 2019

$4.2B

n/a

2017

Jan 26, 2018

$2.7B

n/a

2016

Feb 3, 2017

$1.1B

n/a

2015

Jan 6, 2016

$20B

$948M

n/a

2014

Jan 13, 2015

$16B

$518M

n/a

2013

Jan 6, 2014

$12B

$413M

n/a

2012

Jan 10, 2013

$9.2B

$359M

n/a

2011

Mar 29, 2012

$8.0B

$317M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$7.1B

$5.3B

32.4%

$4.0B

21.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FIDUCIARY CONSULTING GROUP

Jul 16, 2024

Jun 26, 2024

GREENWOOD VILLAGE, CO

Firm absorbed

Other

85.7%

FIDUCIARY CONSULTING GROUP

Jul 16, 2024

Jun 25, 2024

DALLAS, TX

Channel change

Other

14.3%