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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

Christopher Matthew Wise

Advisor at MUTUAL ADVISORS, LLC

Kingwood, TX | OMAHA, NE | Houston, TX

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Search this name across graphsid dfx:ria:b9df20d6-6c1f-4552-10ad-66bbf64bf2a7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 15, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MUTUAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 10, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Sep 10, 2015
First registration: Oct 15, 2015
Dual registered: yes, broker-dealer
IAPD individual key: 6418346

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MUTUAL ADVISORS, LLC	Bd affiliated wealth	Apr 22, 2019	n/a	yes	Kingwood, TX\|Houston, TX\|OMAHA, NE	Current employment
FULCRUM WEALTH MANAGEMENT	Independent wealth	Jan 14, 2019	Apr 25, 2019	no	Kingwood, TX\|PLANO, TX	Previous registration
CURIAN CAPITAL, LLC	Former SEC adviser	Jan 20, 2016	Mar 29, 2016	no	DENVER, CO	Previous registration
WFG ADVISORS, LP	Former SEC adviser	Oct 15, 2015	Jan 20, 2016	no	KINGWOOD, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FULCRUM WEALTH MANAGEMENT	MUTUAL ADVISORS, LLC	Apr 25, 2019	Apr 22, 2019	-3	Firm change	RIA to ibd
CURIAN CAPITAL, LLC	FULCRUM WEALTH MANAGEMENT	Mar 29, 2016	Jan 14, 2019	1,021	Firm change after gap	Other
WFG ADVISORS, LP	CURIAN CAPITAL, LLC	Jan 20, 2016	Jan 20, 2016	0	Firm change	Other

Relationships

Registered with (4)

→ MUTUAL ADVISORS, LLCRegistered adviserregistration: current employment
Apr 22, 2019 to presentfactForm ADV
→ FULCRUM WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 14, 2019 to Apr 25, 2019factForm ADV
→ CURIAN CAPITAL, LLCRegistered adviserregistration: previous registration
Jan 20, 2016 to Mar 29, 2016factForm ADV
→ WFG ADVISORS, LPRegistered adviserregistration: previous registration
Oct 15, 2015 to Jan 20, 2016factForm ADV

Dated events

No dated event names this entity yet.