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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

OLIVIA SALAS ROPPOLO

Advisor at ROCKEFELLER CAPITAL MANAGEMENT

Houston, TX | Dallas, TX

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Search this name across graphsid dfx:ria:b9ed5e86-d40d-d108-1ed3-429c52610ffc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROCKEFELLER CAPITAL MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 24, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 24, 2000
First registration: Mar 19, 2007
Dual registered: yes, broker-dealer
Other names: OLIVIA SALAS|OLIVIA SALAS ROPPOLO
IAPD individual key: 3132800

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROCKEFELLER CAPITAL MANAGEMENT	Bd affiliated wealth	Apr 15, 2021	n/a	yes	Houston, TX\|Dallas, TX	Current employment
INSCRIPTION CAPITAL, LLC	Independent wealth	Apr 11, 2018	Apr 9, 2021	no	HOUSTON, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 13, 2012	Apr 18, 2018	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Nov 23, 2009	no	Houston, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 19, 2007	Jun 1, 2009	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INSCRIPTION CAPITAL, LLC	ROCKEFELLER CAPITAL MANAGEMENT	Apr 9, 2021	Apr 15, 2021	6	Firm change	RIA to ibd
UBS FINANCIAL SERVICES INC.	INSCRIPTION CAPITAL, LLC	Apr 18, 2018	Apr 11, 2018	-7	Firm change	Wirehouse to new firm
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Nov 23, 2009	Jun 13, 2012	933	Firm change after gap	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:291780:TX:2018-04-17	Apr 18, 2018	Apr 11, 2018	HOUSTON, TX	Firm change

Relationships

Registered with (5)

→ ROCKEFELLER CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Apr 15, 2021 to presentfactForm ADV
→ INSCRIPTION CAPITAL, LLCRegistered adviserregistration: previous registration
Apr 11, 2018 to Apr 9, 2021factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 13, 2012 to Apr 18, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Nov 23, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Mar 19, 2007 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.