DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Olivia Salas Roppolo
Feed of 09/14/2026
Also filed as Olivia Salas
At current firm
5 y
since Apr 15, 2021
In the industry
25 y
since Oct 24, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Rockefeller Capital Management BD affiliated currentsince Apr 15, 2021 · Houston, Tx
- Inscription Capital, LLC independent RIAApr 11, 2018 to Apr 9, 2021 · Houston, Tx
- UBS Financial Services Inc. wirehouseJun 13, 2012 to Apr 18, 2018 · Houston, Tx
- Morgan Stanley wirehouseJun 1, 2009 to Nov 23, 2009 · Houston, Tx
- Citigroup Global Markets Inc. BD affiliatedMar 19, 2007 to Jun 1, 2009 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Inscription Capital, LLC to Rockefeller Capital Managementleft Apr 9, 2021, registered Apr 15, 2021 (6 days) · RIA to affiliated broker-dealer or bank
- UBS Financial Services Inc. to Inscription Capital, LLCleft Apr 18, 2018, registered Apr 11, 2018 (-7 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- Morgan Stanley to UBS Financial Services Inc.left Nov 23, 2009, registered Jun 13, 2012 (933 days) · Wirehouse to wirehouse
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address