DFX Intelligence

E••••• E•••••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

E••••• E•••••••• D•••••

Advisor at J•••••••• I••••••••• A••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b9f213dc-fbe7-30e2-8572-7d6ebaff3538

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 1, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••••••• I••••••••• A••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•••••••• I••••••••• A••••••• L••	Mixed wealth	May 24, 2023	n/a	yes	Palm Beach, FL\|Miami, FL\|NEW YORK, NY	Current employment
L••••••• A•••• M••••••••• L••	Asset manager	Mar 24, 2017	Aug 14, 2023	no	Los Angeles, CA\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••• A•••• M••••••••• L••	J•••••••• I••••••••• A••••••• L••	Aug 14, 2023	May 24, 2023	-82	Bulk transfer	RIA to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L••••••• A•••• M••••••••• L••	Mar 28, 2017	Mar 24, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:121767:CA:2017-03-28	Mar 28, 2017	Mar 24, 2017	LOS ANGELES, CA	Firm change

Relationships

Registered with (3)

→ J•••••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
May 24, 2023 to presentfactForm ADV
→ L••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 24, 2017 to Aug 14, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 1, 1998 to Mar 28, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9f213dc-fbe7-30e2-8572-7d6ebaff3538
First observed: Jul 1, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.