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Advisor at EDWARD JONES
HILO, HI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Jul 12, 2016 | n/a | yes | HILO, HI | Current employment |
| BANKOH ADVISORS | Former SEC adviser | Oct 19, 2015 | Nov 2, 2015 | no | HONOLULU, HI|HILO, HI | Previous registration |
| EDWARD JONES | National bd RIA | Dec 8, 2014 | Oct 13, 2015 | no | HILO, HI|HILO, HI|HILO, HI|ST LOUIS, MO | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 15, 2000 | Nov 4, 2009 | no | HILO, HI|HILO, HI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BANKOH ADVISORS | EDWARD JONES | Nov 2, 2015 | Jul 12, 2016 | 253 | Firm change | Other |
| EDWARD JONES | BANKOH ADVISORS | Oct 13, 2015 | Oct 19, 2015 | 6 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EDWARD JONES | Nov 4, 2009 | Dec 8, 2014 | 1,860 | Firm change after gap | Wirehouse to ibd |