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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JULIE-ANNE LEWIS

Advisor at RBC CAPITAL MARKETS, LLC

Warrenton, VA | Manassas, VA

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Search this name across graphsid dfx:ria:b9f8b96e-446a-f051-e61e-da0000759dda

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 7, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 16, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 16, 2001
First registration: Jan 7, 2004
Dual registered: yes, broker-dealer
Other names: JULIE-ANNE GORZKA
IAPD individual key: 4311609

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Oct 31, 2024	n/a	yes	Manassas, VA\|Warrenton, VA	Current employment
KESTRA PRIVATE WEALTH SERVICES, LLC	Bd affiliated wealth	Dec 13, 2010	Nov 1, 2024	no	MIDDLEBURG, VA\|AUSTIN, TX\|Warrenton, VA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Dec 21, 2010	no	GAINESVILLE, VA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 21, 2006	Jun 1, 2009	no	GAINESVILLE, VA\|NEW YORK, NY\|GAINESVILLE, VA	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Jan 7, 2004	Feb 21, 2006	no	MANASSAS, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA PRIVATE WEALTH SERVICES, LLC	RBC CAPITAL MARKETS, LLC	Nov 1, 2024	Oct 31, 2024	-1	Firm change	Ibd to ibd
MORGAN STANLEY	KESTRA PRIVATE WEALTH SERVICES, LLC	Dec 21, 2010	Dec 13, 2010	-8	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
LEGG MASON WOOD WALKER, INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Feb 21, 2006	Feb 21, 2006	0	Bulk transfer	Other

Relationships

Registered with (5)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Oct 31, 2024 to presentfactForm ADV
→ KESTRA PRIVATE WEALTH SERVICES, LLCRegistered adviserregistration: previous registration
Dec 13, 2010 to Nov 1, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Dec 21, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 21, 2006 to Jun 1, 2009factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Jan 7, 2004 to Feb 21, 2006factForm ADV

Dated events

Occurred
Nov 1, 2024
Advisor changed firm
Julie-Anne Lewis left Kestra Private Wealth Services, Llc for Rbc Capital Markets, Llc (registered 2024-10-31)
Form ADVobserved 6 days ago