DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••••• L••••

R•• C•••••• M••••••• L••national BDWarrenton, Va dual registrantIAPD 4311609

Feed of 09/14/2026

Also filed as J••••••••• Gorzka

At current firm

1 y

since Oct 31, 2024

In the industry

25 y

since Mar 16, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•• C•••••• M••••••• L•• national BD current
since Oct 31, 2024 · Manassas, Va
K••••• P•••••• W••••• S•••••••• L•• BD affiliated
Dec 13, 2010 to Nov 1, 2024 · Middleburg, Va
M••••• S•••••• wirehouse
Jun 1, 2009 to Dec 21, 2010 · Gainesville, Va
C•••••••• G••••• M•••••• I••• BD affiliated
Feb 21, 2006 to Jun 1, 2009 · Gainesville, Va
L••• M•••• W••• W•••••• I••••••••• unclassified
Jan 7, 2004 to Feb 21, 2006 · Manassas, Va

Moves

a registration end followed by a registration begin elsewhere

K••••• P•••••• W••••• S•••••••• L•• to R•• C•••••• M••••••• L••
left Nov 1, 2024, registered Oct 31, 2024 (-1 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to K••••• P•••••• W••••• S•••••••• L••
left Dec 21, 2010, registered Dec 13, 2010 (-8 days) · Other
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••
left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move

Signals

J••••••••• L•••• left K••••• P•••••• W••••• S•••••••• L•• for R•• C•••••• M••••••• L•• (registered 2024-10-31)
Nov 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address