DFX Intelligence

R•••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

R•••• C•••••• M••••••••• L•

CRD 160440

MIAMI, FL

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Search this name across graphsid dfx:ria:b9ff1051-eda1-91a8-6b44-ceecdddc44c5

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 11
On other graphs: 1
Observed: Jun 28, 2013 to Mar 27, 2026
30 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

R•••• C•••••• M••••••••• L•

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $402M••• Locked
Discretionary RAUM: $402M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•• L••• S•••• E••••• F••• L•	Hedge Fund	$1.3B	May 10, 2024	6	Mar 31, 2023	reported	021-209767
R•••• C•••••• M••••• F•••• L•••	Hedge Fund	$140M	May 10, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• N••••• K••••••••	SOLE SHAREHOLDER	E	yes	05/2009	Jun 28, 2013	May 10, 2024
C•••••• N••••• K••••••••	MANAGING PARTNER	E	yes	05/2009	Jun 28, 2013	May 10, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•• C•••••• A••••••• L••	n/a	n/a	n/a	N	yes	n/a
R•••• C•••••• G••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$402M	$196M	104.9%	$137M	43.0%	2	2	0	0

Relationships

Advises (4)

→ R•••• C•••••• M••••• F•••• L•••Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ A•• L••• S•••• E••••• F••• L•Private fundHedge Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ A•• L••• S•••• E••••• M••••• F••• L••Private fundHedge Fund, IA, no longer reported
Jan 2, 2014 to Mar 31, 2022factForm ADV
→ R•••• S•• F•••• L••

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$206M
Occurred
Mar 31, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-560M
Occurred
Mar 31, 2023
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 31, 2023
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9ff1051-eda1-91a8-6b44-ceecdddc44c5
First observed: Jun 28, 2013
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.