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Advisor at CERITY PARTNERS LLC
NEW YORK, NY | TOWSON, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CERITY PARTNERS LLC | Independent wealth | Dec 11, 2024 | n/a | yes | TOWSON, MD|NEW YORK, NY | Current employment |
| T. ROWE PRICE ADVISORY SERVICES, INC. | Bd affiliated wealth | Jun 29, 2023 | Nov 26, 2024 | no | Owings Mills, MD | Previous registration |
| CERITY PARTNERS LLC | Independent wealth | Jan 11, 2023 | Jun 28, 2023 | no | NEW YORK, NY|TOWSON, MD | Previous registration |
| MARYLAND CAPITAL MANAGEMENT, LLC | Former SEC adviser | Aug 2, 2021 | Mar 3, 2023 | no | TOWSON, MD | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Mar 13, 2009 | Apr 9, 2020 | no | BALTIMORE, MD|HUNT VALLEY, MD|BALTIMORE, MD | Previous registration |
| FERRIS, BAKER WATTS, LLC | n/a | Jul 20, 2006 | Mar 13, 2009 | no | BALTIMORE, MD|BALTIMORE, MD | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 21, 2006 | Jul 18, 2006 | no | NEW YORK, NY|BALTIMORE, MD|NEW YORK, NY | Previous registration |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | Aug 2, 2004 | Feb 21, 2006 | no | BALTIMORE, MD | Previous registration |
| M&T SECURITIES, INC. | n/a | Aug 5, 2003 | Jul 6, 2004 | no | BUFFALO, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T. ROWE PRICE ADVISORY SERVICES, INC. | CERITY PARTNERS LLC | Nov 26, 2024 | Dec 11, 2024 | 15 | Firm change | Ibd to RIA |
| CERITY PARTNERS LLC | T. ROWE PRICE ADVISORY SERVICES, INC. | Jun 28, 2023 | Jun 29, 2023 | 1 | Firm change | RIA to RIA |
| MARYLAND CAPITAL MANAGEMENT, LLC | CERITY PARTNERS LLC | Mar 3, 2023 | Jan 11, 2023 | -51 | Firm change after gap | RIA to RIA |
| RBC CAPITAL MARKETS, LLC | MARYLAND CAPITAL MANAGEMENT, LLC | Apr 9, 2020 | Aug 2, 2021 | 480 | Firm change after gap | Ibd to RIA |
| FERRIS, BAKER WATTS, LLC | RBC CAPITAL MARKETS, LLC | Mar 13, 2009 | Mar 13, 2009 | 0 | Bulk transfer | Other |
| CITIGROUP GLOBAL MARKETS INC. | FERRIS, BAKER WATTS, LLC | Jul 18, 2006 | Jul 20, 2006 | 2 | Firm change | Other |
| LEGG MASON WOOD WALKER, INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Feb 21, 2006 | Feb 21, 2006 | 0 | Bulk transfer | Other |
| M&T SECURITIES, INC. | LEGG MASON WOOD WALKER, INCORPORATED | Jul 6, 2004 | Aug 2, 2004 | 27 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133329:151559:MD:2023-03-03 | Mar 3, 2023 | Jan 11, 2023 | TOWSON, MD | Firm change after gap |