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CRD 110945
GREENVILLE, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| CHRISTOPHER ARISTOTLE BROWN | Certified Financial Planner|Personal Financial Specialist | GREENVILLE, SC | 22 | 31 | n/a | no |
| WILLIAM WILKINS BROWN | Personal Financial Specialist | GREENVILLE, SC | 22 | 31 | n/a | no |
| Jennifer Wilson Chandler | n/a | GREENVILLE, SC | 8 | 10 | n/a | no |
| JUSTIN TEDFORD PHILLIPS | n/a | GREENVILLE, SC | 4 | 10 | n/a | no |
| ALYSSA STANDARD BOOK | n/a | GREENVILLE, SC | 4 | 15 | n/a | no |
| Kristen Roach Squires | n/a | GREENVILLE, SC | 2 | 13 | n/a | no |
| Andrew Caldwell Sladky | n/a | GREENVILLE, SC | 0 | 13 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BROWN, CHRISTOPHER, ARISTOTLE | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | yes | 05/1995 | Mar 27, 2012 | Nov 19, 2024 |
| Chandler, Jennifer, Wilson | CHIEF OPERATING OFFICER | Na | yes | 01/2021 | Feb 23, 2021 | Nov 19, 2024 |
| PHILLIPS, JUSTIN, TEDFORD | CHIEF FINANCIAL OFFICER | Na | yes | 07/2024 | Aug 6, 2024 | Nov 19, 2024 |
| BROWN, WILLIAM, WILKINS | VICE PRESIDENT | Na | no | 05/1995 | Mar 27, 2012 | Nov 19, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FAMILY LEGACY BUSINESS SERVICES, INC. | n/a | n/a | n/a | Y | yes | n/a |
| LEGACY INSURANCE, LLC | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 11, 2026 | $377M | $377M | 10 | 10 | 0 | n/a | n/a |
| 2024 | Mar 3, 2025 | $332M | $332M | 10 | 10 | 0 | n/a | n/a |
| 2023 | Mar 18, 2024 | $300M | $278M | 10 | 10 | 0 | n/a | n/a |
| 2022 | Feb 24, 2023 | $260M | $240M | 10 | 10 | 0 | n/a | n/a |
| 2021 | Mar 4, 2022 | $291M | $273M | 7 | 7 | 0 | n/a | n/a |
| 2020 | Feb 23, 2021 | $243M | $227M | 5 | 5 | 0 | n/a | n/a |
| 2019 | Mar 12, 2020 | $232M | $220M | 7 | 7 | 0 | n/a | n/a |
| 2018 | Mar 18, 2019 | $143M | $134M | 7 | 7 | 0 | n/a | n/a |
| 2017 | Mar 1, 2018 | $140M | $134M | 6 | 6 | 0 | n/a | n/a |
| 2016 | Mar 16, 2017 | $123M | $117M | 6 | 6 | n/a | n/a | n/a |
| 2015 | Mar 14, 2016 | $111M | $108M | 5 | 4 | n/a | n/a | n/a |
| 2014 | Mar 3, 2015 | $116M | $113M | 5 | 4 | n/a | n/a | n/a |
| 2013 | Mar 7, 2014 | $106M | $103M | 4 | 2 | n/a | n/a | n/a |
| 2012 | Mar 19, 2013 | $95.9M | $94.3M | 4 | 2 | n/a | n/a | n/a |
| 2011 | Mar 27, 2012 | $95.7M | $95.6M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $377M | $332M | 13.7% | $260M | 13.2% | 10 | 10 | 0 | 0 |