DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Family Legacy, Inc.
Latest filing Jul 14, 2026
First filing on the tape Mar 27, 2012 · 39 filings
SEC status approved since Aug 15, 1995
RAUM
$377M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
79%
$298M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$53.9M
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$377M as of Jul 14, 2026
Mar 27, 2012$95.7M then
HNW client RAUM$241M as of Jul 14, 2026
Mar 1, 2018$57.1M then
State-registered IARs (5.B.3)6 as of Jul 14, 2026
Mar 27, 20120 then
Employees (5.A)10 as of Jul 14, 2026
Mar 19, 20134 then
Private funds: no history
RAUM +14% over the last fiscal year+13% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Jul 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $53.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $580,427derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.8%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$241M64%
- Charitable organizations$57.9M15%
- Individuals$57.0M15%
- Pension and profit-sharing plans$18.5M4.9%
- Corporations and businesses$2.8M0.7%
- Individual clients
- 176reported
- HNW clients
- 64reported
- Pension plan clients
- 10reported
- Charitable clients
- 2reported
- Accounts
- 650reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.79 fund_share=0.0 institutional_share=0.2 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher Aristotle BrownCertified Financial Planner, Personal Financial Specialist | Greenville, Sc | Feb 9, 2004 | 31 y | 0 |
| William Wilkins BrownPersonal Financial Specialist | Greenville, Sc | Feb 10, 2004 | 31 y | 0 |
| Jennifer Wilson Chandler | Greenville, Sc | Jun 7, 2018 | 10 y | 0 |
| Justin Tedford Phillips | Greenville, Sc | Feb 22, 2022 | 10 y | 0 |
| Alyssa Standard Book | Greenville, Sc | Apr 11, 2022 | 15 y | 0 |
| Kristen Roach Squires | Greenville, Sc | Aug 20, 2024 | 13 y | 0 |
| Andrew Caldwell Sladky | Greenville, Sc | Jul 25, 2026 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Aristotle Christopher Brown · President/Chief Compliance Officercontrolsince 05/1995 · owns 75% or more
- Wilson Jennifer Chandler · Chief Operating Officercontrolsince 01/2021 · owns less than 5%
- Tedford Justin Phillips · Chief Financial Officercontrolsince 07/2024 · owns less than 5%
- Wilkins William Brown · Vice Presidentsince 05/1995 · owns less than 5%
Related persons
Schedule D 7.A
- Family Legacy Business Services, Inc.insurancey
- Legacy Insurance, LLCreal estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greenville, Sc · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 623 to 650Mar 3, 2025 to Mar 11, 2026
- HNW clients · 57 to 64Mar 3, 2025 to Mar 11, 2026
- Individual clients · 172 to 176Mar 3, 2025 to Mar 11, 2026
- Pension plan clients · 11 to 10Mar 3, 2025 to Mar 11, 2026
- Discretionary RAUM · $332M to $377MMar 3, 2025 to Mar 11, 2026
- HNW RAUM · $205M to $241MMar 3, 2025 to Mar 11, 2026
- Individual RAUM · $54.8M to $57.0MMar 3, 2025 to Mar 11, 2026
- Pension RAUM · $17.1M to $18.5MMar 3, 2025 to Mar 11, 2026
- RAUM · $332M to $377MMar 3, 2025 to Mar 11, 2026
- Accounts · 248 to 623Nov 19, 2024 to Mar 3, 2025
- Corporate clients · 4 to 5Nov 19, 2024 to Mar 3, 2025
- HNW clients · 30 to 57Nov 19, 2024 to Mar 3, 2025
- Individual clients · 200 to 172Nov 19, 2024 to Mar 3, 2025
- Pension plan clients · 12 to 11Nov 19, 2024 to Mar 3, 2025
- Financial planning clients · 101-250 to 101-250Nov 19, 2024 to Mar 3, 2025
- Discretionary RAUM · $278M to $332MNov 19, 2024 to Mar 3, 2025
- HNW RAUM · $146M to $205MNov 19, 2024 to Mar 3, 2025
- Individual RAUM · $84.8M to $54.8MNov 19, 2024 to Mar 3, 2025
- Non-discretionary RAUM · $22.2M to $0Nov 19, 2024 to Mar 3, 2025
- Pension RAUM · $17.1M to $17.1MNov 19, 2024 to Mar 3, 2025
- RAUM · $300M to $332MNov 19, 2024 to Mar 3, 2025
- Advisory employees · 12 to 10Aug 29, 2024 to Nov 19, 2024
- Employees · 12 to 10Aug 29, 2024 to Nov 19, 2024
- State-registered IARs · 7 to 6Aug 29, 2024 to Nov 19, 2024
- Advisory employees · 11 to 12Aug 6, 2024 to Aug 29, 2024
- Employees · 11 to 12Aug 6, 2024 to Aug 29, 2024
- State-registered IARs · 6 to 7Aug 6, 2024 to Aug 29, 2024
- Advisory employees · 10 to 11Mar 18, 2024 to Aug 6, 2024
- Employees · 10 to 11Mar 18, 2024 to Aug 6, 2024
- Accounts · 243 to 248Mar 3, 2023 to Mar 18, 2024
- HNW clients · 27 to 30Mar 3, 2023 to Mar 18, 2024
- Individual clients · 197 to 200Mar 3, 2023 to Mar 18, 2024
- Pension plan clients · 13 to 12Mar 3, 2023 to Mar 18, 2024
- Discretionary RAUM · $240M to $278MMar 3, 2023 to Mar 18, 2024
- HNW RAUM · $125M to $146MMar 3, 2023 to Mar 18, 2024
- Individual RAUM · $70.3M to $84.8MMar 3, 2023 to Mar 18, 2024
- Non-discretionary RAUM · $19.8M to $22.2MMar 3, 2023 to Mar 18, 2024
- Pension RAUM · $15.0M to $17.1MMar 3, 2023 to Mar 18, 2024
- RAUM · $260M to $300MMar 3, 2023 to Mar 18, 2024
- Accounts · 523 to 243May 16, 2022 to Feb 24, 2023
Signals
1 dated events
- Tedford Justin Phillips (Chief Financial Officer) appeared on Schedule A of Family Legacy, Inc.Aug 6, 2024 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@familylegacyinc.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 864-233-0808reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 864-370-1713reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/FAMILY-LEGACYreportedpublic record, Form ADV, Sep 17, 2026
- Website
- FAMILYLEGACYINC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (864) 233-0808reportedpublic record, Form ADV, Jul 14, 2026
- Contact form
- familylegacyinc.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- familylegacyinc.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $53.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026