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RIA / WealthAdvisor13 years in industry

GREGORY ALLEN DEXTER

Advisor at TIER ONE WEALTH MANAGEMENT

LONE TREE, CO

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Search this name across graphsid dfx:ria:ba308519-8c95-e7d8-c329-9cd7c13dbea9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TIER ONE WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 22, 2012
First registration: Jan 3, 2013
Dual registered: no
IAPD individual key: 1467645

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TIER ONE WEALTH MANAGEMENT	Independent wealth	Jan 1, 2025	n/a	yes	LONE TREE, CO	Current employment
Spc	Bd affiliated wealth	Feb 6, 2015	Oct 11, 2022	no	LONE TREE, CO\|Cardiff by the Sea, CA\|ANN ARBOR, MI\|Encinitas, CA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 3, 2013	Jan 10, 2013	no	LAKEWOOD, CO	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 3, 2013	Feb 10, 2015	no	MINNEAPOLIS, MN\|MINNEAPOLIS, MN\|Denver, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Spc	TIER ONE WEALTH MANAGEMENT	Oct 11, 2022	Jan 1, 2025	813	Firm change after gap	Ibd to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	Spc	Feb 10, 2015	Feb 6, 2015	-4	Firm change	Other
EQUITABLE ADVISORS, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 10, 2013	Jan 3, 2013	-7	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ TIER ONE WEALTH MANAGEMENTRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ SPCRegistered adviserregistration: previous registration
Feb 6, 2015 to Oct 11, 2022factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 3, 2013 to Feb 10, 2015factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 3, 2013 to Jan 10, 2013factForm ADV

Dated events

Occurred
Oct 11, 2022
Advisor changed firm
Gregory Allen Dexter left Spc for Tier One Wealth Management (registered 2025-01-01)
Form ADVobserved 5 days ago