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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

GABRIEL GARCIA

Advisor at SEI INVESTMENTS MANAGEMENT CORP

OAKS, PA | Newtown Square, PA

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Search this name across graphsid dfx:ria:ba347097-8f2a-deaa-f4d2-ce5be7b70270

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SEI INVESTMENTS MANAGEMENT CORP
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 8, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65|S66
First exam: Jul 8, 1994
First registration: Jan 28, 2003
Dual registered: yes, broker-dealer
Other names: GABE GARCIA|Gabriel Garcia|GABRIEL (NONE) GARCIA|Gabriel Garcia|GABRIEL (NONE) GARCIA
IAPD individual key: 2500963

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SEI INVESTMENTS MANAGEMENT CORP	Mixed wealth	May 13, 2022	n/a	yes	OAKS, PA\|Newtown Square, PA	Current employment
CRESSET ASSET MANAGEMENT, LLC	Independent wealth	Jul 21, 2021	May 5, 2022	no	Cranford, NJ\|CHICAGO, IL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Aug 31, 2010	Sep 21, 2010	no	RICHMOND, VA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Aug 25, 2010	Sep 21, 2010	no	OMAHA, NE	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 28, 2003	Jul 26, 2010	no	ENGLEWOOD, CO\|RICHMOND, VA\|Glen Allen, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CRESSET ASSET MANAGEMENT, LLC	SEI INVESTMENTS MANAGEMENT CORP	May 5, 2022	May 13, 2022	8	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CRESSET ASSET MANAGEMENT, LLC	Sep 21, 2010	Jul 21, 2021	3,956	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Sep 21, 2010	Aug 31, 2010	-21	Channel change	Other
CHARLES SCHWAB & CO., INC.	TD AMERITRADE, INC.	Jul 26, 2010	Aug 25, 2010	30	Firm change	Ibd to new firm

Relationships

Registered with (5)

→ SEI INVESTMENTS MANAGEMENT CORPRegistered adviserregistration: current employment
May 13, 2022 to presentfactForm ADV
→ CRESSET ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 21, 2021 to May 5, 2022factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 31, 2010 to Sep 21, 2010factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Aug 25, 2010 to Sep 21, 2010factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 28, 2003 to Jul 26, 2010factForm ADV

Dated events

Occurred
May 5, 2022
Advisor changed firm
Gabriel Garcia left Cresset Asset Management, Llc for Sei Investments Management Corp (registered 2022-05-13)
Form ADVobserved 6 days ago