DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at STRATEGIC ADVISERS LLC
SALT LAKE CITY, UT | WOODS CROSS, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | WOODS CROSS, UT|SALT LAKE CITY, UT | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Feb 15, 2019 | Mar 31, 2025 | no | SALT LAKE CITY, UT | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Dec 18, 2017 | Jan 4, 2019 | no | SOUTH JORDAN, UT|Salt Lake City, UT | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Mar 9, 2017 | Dec 8, 2017 | no | ENGLEWOOD, CO | Previous registration |
| TRANSAMERICA RETIREMENT ADVISORS, LLC | Bd affiliated wealth | Mar 9, 2015 | Jan 25, 2017 | no | NORTH SALT LAKE, UT | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Jan 1, 2012 | Feb 24, 2015 | no | GRAND JUNCTION, CO|MISSION VIEJO, CA|CITRUS HEIGHTS, CA|SALT LAKE CITY, UT|PORTLAND, OR|PORTLAND, OR|GRAND JUNCTION, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Jan 4, 2019 | Feb 15, 2019 | 42 | Firm change | Ibd to ibd |
| PRUCO SECURITIES, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 8, 2017 | Dec 18, 2017 | 10 | Firm change | Other |
| TRANSAMERICA RETIREMENT ADVISORS, LLC | PRUCO SECURITIES, LLC | Jan 25, 2017 | Mar 9, 2017 | 43 | Firm change | Other |
| STRATEGIC ADVISERS LLC | TRANSAMERICA RETIREMENT ADVISORS, LLC | Feb 24, 2015 | Mar 9, 2015 | 13 | Firm change | Other |