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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

KVK GLOBAL STRATEGIES LLC

CRD 277128

CHICAGO, IL

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Search this name across graphsid dfx:ria:ba50da85-22fe-080f-720f-7593ae1c71ef

Data as of Mar 26, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 1
On other graphs: 1
Observed: Jul 24, 2015 to Mar 26, 2018
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

KVK GLOBAL STRATEGIES LLC

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $364MItem 5.F on the latest filing (2018-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $364M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 28
Advisory employees: 25
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $364Mgross asset value as reported per fund; never fund size
Custody, client assets: $15.5M
SEC number: 801-105475
CRD: 277128
Filings on the tape: 5
First filed: Jul 24, 2015
Latest filed: Mar 26, 2018
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
KRAMER VAN KIRK DURATION NEUTRAL LOAN OPPORTUNITY FUND L.P.	Hedge Fund	$15.5M	Mar 26, 2018	5	Mar 29, 2017	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GOLKIN, PERRY	LIMITED PARTNER PPC MM LP; PRESIDENT PPC MM GP LLC	C	yes	12/2011	Jul 24, 2015	Mar 26, 2018
GOLKIN, PERRY	ELECTED MANAGER	Na	yes	07/2015	Jul 24, 2015	Mar 26, 2018
GOLKIN, PERRY	ELECTED MANAGER	F	yes	05/2015	Jul 24, 2015	Mar 26, 2018
KRAMER VAN KIRK CREDIT STRATEGIES L.P.	Member	E	yes	07/2015	Jul 24, 2015	Mar 26, 2018
KRAMER, THOMAS, ALLAN	MEMBER; ELECTED MANAGER	C	yes	08/2011	Jul 24, 2015	Mar 26, 2018
KVK SERVICES LLC	GENERAL PARTNER OF KRAMER VAN KIRK CREDIT STRATEGIES L.P.	F	yes	08/2011	Jul 24, 2015	Mar 26, 2018
PPC MM GP LLC	GENERAL PARTNER	F	yes	12/2011	Jul 24, 2015	Mar 26, 2018
PPC MM LP	MEMBER; ELECTED MANAGER	F	yes	12/2011	Jul 24, 2015	Mar 26, 2018
PUBLIC PENSION CAPITAL LLC	Member	C	yes	05/2015	Jul 24, 2015	Mar 26, 2018
TOKARZ, MICHAEL, THEODORE	LIMITED PARTNER	C	yes	12/2011	Jul 24, 2015	Mar 26, 2018
VAN KIRK, TIMOTHY, STOUSE	CHIEF RISK OFFICER - SENIOR MANAGING DIRECTOR; ELECTED MANAGER	Na	yes	07/2015	Jul 24, 2015	Mar 26, 2018
VAN KIRK, TIMOTHY, STOUSE	MEMBER; ELECTED MANAGER	C	yes	08/2011	Jul 24, 2015	Mar 26, 2018
KRAMER, THOMAS, ALLAN	CHIEF EXECUTIVE OFFICER - SENIOR MANAGING DIRECTOR; ELECTED MANAGER	Na	no	07/2015	Jul 24, 2015	Mar 26, 2018
MCLAUGHLIN, MARGARET, KRAMER	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	Na	no	07/2015	Jul 24, 2015	Mar 26, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KRAMER VAN KIRK CREDIT STRATEGIES, LP	n/a	Former SEC adviser	$3.0B	Y	yes	n/a
PPC ENTERPRISES LLC	n/a	Asset manager	$2.3B	N	yes	n/a
KVK SERVICES LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 26, 2018	$364M	$364M	28	25	0	2	$364M
2016	Mar 29, 2017	$358M	$358M	28	25	n/a	2	$696M
2015	Mar 22, 2016	$47.9M	$47.9M	23	20	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$364M	$358M	1.6%	n/a	n/a	28	28	0	n/a

Relationships

Affiliated with (3)

→ KRAMER VAN KIRK CREDIT STRATEGIES L.P.Registered adviserother investment adviser, control, common control
factForm ADV
→ PPC ENTERPRISES LLCRegistered adviserother investment adviser, common control
factForm ADV
← KRAMER VAN KIRK CREDIT STRATEGIES L.P.Registered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV

Advises (1)

→ KRAMER VAN KIRK DURATION NEUTRAL LOAN OPPORTUNITY FUND L.P.Private fundHedge Fund, IA
Mar 29, 2017 to presentfactForm ADV

Controls (9)

← VAN KIRK, TIMOTHY, STOUSEOwnerMEMBER; ELECTED MANAGER, ownership code C, individual
Jul 24, 2015 to presentfactForm ADV
← KRAMER VAN KIRK CREDIT STRATEGIES L.P.OwnerMEMBER, ownership code E, domestic entity
Jul 24, 2015 to presentfactForm ADV
← TOKARZ, MICHAEL, THEODOREOwnerLIMITED PARTNER, ownership code C, individual
Jul 24, 2015 to presentfactForm ADV
← KRAMER, THOMAS, ALLANOwnerMEMBER; ELECTED MANAGER, ownership code C, individual
Jul 24, 2015 to presentfactForm ADV
← GOLKIN, PERRYOwnerELECTED MANAGER, ownership code F, individual
Jul 24, 2015 to presentfactForm ADV
← KVK SERVICES LLCOwnerGENERAL PARTNER OF KRAMER VAN KIRK CREDIT STRATEGIES L.P., ownership code F, domestic entity
Jul 24, 2015 to presentfactForm ADV
← PPC MM GP LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Jul 24, 2015 to presentfactForm ADV
← PPC MM LPOwnerMEMBER; ELECTED MANAGER, ownership code F, domestic entity
Jul 24, 2015 to presentfactForm ADV
← PUBLIC PENSION CAPITAL LLCOwnerMEMBER, ownership code C, domestic entity
Jul 24, 2015 to presentfactForm ADV

Owns (2)

← MCLAUGHLIN, MARGARET, KRAMEROwnerGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 24, 2015 to presentfactForm ADV
← KRAMER, THOMAS, ALLANOwnerCHIEF EXECUTIVE OFFICER - SENIOR MANAGING DIRECTOR; ELECTED MANAGER, ownership code NA, individual
Jul 24, 2015 to presentfactForm ADV

Dated events

Occurred
Jul 24, 2015
First Form ADV filing
Kvk Global Strategies Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba50da85-22fe-080f-720f-7593ae1c71ef
First observed: Jul 24, 2015
Last observed: Mar 26, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KVK GLOBAL STRATEGIES LLC

CRD 277128

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba50da85-22fe-080f-720f-7593ae1c71ef

Data as of Mar 26, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

KRAMER VAN KIRK DURATION NEUTRAL LOAN OPPORTUNITY FUND L.P.

Hedge Fund

$15.5M

Mar 26, 2018

Mar 29, 2017

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GOLKIN, PERRY

LIMITED PARTNER PPC MM LP; PRESIDENT PPC MM GP LLC

yes

12/2011

Jul 24, 2015

Mar 26, 2018

GOLKIN, PERRY

ELECTED MANAGER

yes

07/2015

Jul 24, 2015

Mar 26, 2018

GOLKIN, PERRY

ELECTED MANAGER

yes

05/2015

Jul 24, 2015

Mar 26, 2018

KRAMER VAN KIRK CREDIT STRATEGIES L.P.

Member

yes

07/2015

Jul 24, 2015

Mar 26, 2018

KRAMER, THOMAS, ALLAN

MEMBER; ELECTED MANAGER

yes

08/2011

Jul 24, 2015

Mar 26, 2018

KVK SERVICES LLC

GENERAL PARTNER OF KRAMER VAN KIRK CREDIT STRATEGIES L.P.

yes

08/2011

Jul 24, 2015

Mar 26, 2018

PPC MM GP LLC

GENERAL PARTNER

yes

12/2011

Jul 24, 2015

Mar 26, 2018

PPC MM LP

MEMBER; ELECTED MANAGER

yes

12/2011

Jul 24, 2015

Mar 26, 2018

PUBLIC PENSION CAPITAL LLC

Member

yes

05/2015

Jul 24, 2015

Mar 26, 2018

TOKARZ, MICHAEL, THEODORE

LIMITED PARTNER

yes

12/2011

Jul 24, 2015

Mar 26, 2018

VAN KIRK, TIMOTHY, STOUSE

CHIEF RISK OFFICER - SENIOR MANAGING DIRECTOR; ELECTED MANAGER

yes

07/2015

Jul 24, 2015

Mar 26, 2018

VAN KIRK, TIMOTHY, STOUSE

MEMBER; ELECTED MANAGER

yes

08/2011

Jul 24, 2015

Mar 26, 2018

KRAMER, THOMAS, ALLAN

CHIEF EXECUTIVE OFFICER - SENIOR MANAGING DIRECTOR; ELECTED MANAGER

07/2015

Jul 24, 2015

Mar 26, 2018

MCLAUGHLIN, MARGARET, KRAMER

GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER

07/2015

Jul 24, 2015

Mar 26, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KRAMER VAN KIRK CREDIT STRATEGIES, LP

n/a

Former SEC adviser

$3.0B

yes

n/a

PPC ENTERPRISES LLC

n/a

Asset manager

$2.3B

yes

n/a

KVK SERVICES LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 26, 2018

$364M

2016

Mar 29, 2017

$358M

n/a

$696M

2015

Mar 22, 2016

$47.9M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$364M

$358M

1.6%

n/a