DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

K•• G••••• S••••••••• L••

Former SEC-registered adviserChicago, IllinoisCRD 277128SEC 801-105475IAPD
Latest filing Mar 26, 2018
First filing on the tape Jul 24, 2015 · 5 filings
RAUM
$364M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
28
25 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$364M gross assets
History
5 filings and snapshots on the tape
RAUM$364M as of Mar 26, 2018
Mar 22, 2016$47.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2018
Mar 22, 20160 then
Employees (5.A)28 as of Mar 26, 2018
Mar 22, 201623 then
Private funds2 as of Mar 26, 2018
Mar 29, 20172 then
RAUM +1.6% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$182MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+1.6%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$364M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      K••••• V•• K••• D••••••• N•••••• L••• O••••••••• F••• L•••Hedge Fund$15.5M5Mar 29, 2017
      Owners and control persons
      Schedule A and B, latest filing
      • G•••••• P•••• · Elected Managercontrol
        since 07/2015 · owns less than 5%
      • V•• K•••• T••••••• S••••• · Chief Risk Officer - Senior Managing Director; Elected Managercontrol
        since 07/2015 · owns less than 5%
      • G•••••• P•••• · Limited Partner P•• M• L•; President P•• M• G• L••control
        since 12/2011 · owns 25% to 50% of P•• M• L• And P•• M• G• L••
      • G•••••• P•••• · Elected Managercontrol
        since 05/2015 · owns F of K•• S••••••• L••
      • K•••••• T•••••• A•••• · Member; Elected Managercontrol
        since 08/2011 · owns 25% to 50% of K•• S••••••• L••
      • T•••••• M••••••• T••••••• · Limited Partnercontrol
        since 12/2011 · owns 25% to 50% of P•• M• L•
      • V•• K•••• T••••••• S••••• · Member; Elected Managercontrol
        since 08/2011 · owns 25% to 50% of K•• S••••••• L••
      • K•••••• T•••••• A•••• · Chief Executive Officer - Senior Managing Director; Elected Manager
        since 07/2015 · owns less than 5%
      • M••••••••• M•••••••• K••••• · General Counsel And Chief Compliance Officer
        since 07/2015 · owns less than 5%
      Entity owners
      • K••••• V•• K••• C••••• S••••••••• L••• · Member
        direct · owns 75% or more
      • K•• S••••••• L•• · General Partner Of K••••• V•• K••• C••••• S••••••••• L•••
        indirect · owns F of K••••• V•• K••• C••••• S••••••••• L•••
      • P•• M• G• L•• · General Partner
        indirect · owns F of P•• M• L•
      • P•• M• L• · Member; Elected Manager
        indirect · owns F of P••••• P•••••• C•••••• L••
      • P••••• P•••••• C•••••• L•• · Member
        indirect · owns 25% to 50% of K•• S••••••• L••
      Related persons
      Schedule D 7.A
      Advisers that list K•• G••••• S••••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Pooled vehicle clients · unset to 2.0
        Mar 29, 2017 to Mar 26, 2018
      • Assets in custody · $10.6M to $15.5M
        Mar 29, 2017 to Mar 26, 2018
      • Other offices · unset to 0.0
        Mar 29, 2017 to Mar 26, 2018
      • Discretionary RAUM · $358M to $364M
        Mar 29, 2017 to Mar 26, 2018
      • Pooled vehicle RAUM · unset to 364060075.0
        Mar 29, 2017 to Mar 26, 2018
      • RAUM · $358M to $364M
        Mar 29, 2017 to Mar 26, 2018
      • Accounts · 1 to 2
        Mar 22, 2016 to Mar 29, 2017
      • Advisory employees · 20 to 25
        Mar 22, 2016 to Mar 29, 2017
      • Assets in custody · unset to 10591470.0
        Mar 22, 2016 to Mar 29, 2017
      • Employees · 23 to 28
        Mar 22, 2016 to Mar 29, 2017
      • Private funds · unset to 2
        Mar 22, 2016 to Mar 29, 2017
      • Discretionary RAUM · $47.9M to $358M
        Mar 22, 2016 to Mar 29, 2017
      • RAUM · $47.9M to $358M
        Mar 22, 2016 to Mar 29, 2017
      • Accounts · 0 to 1
        Nov 30, 2015 to Mar 22, 2016
      • Advisory employees · 14 to 20
        Nov 30, 2015 to Mar 22, 2016
      • Employees · 18 to 23
        Nov 30, 2015 to Mar 22, 2016
      • Discretionary RAUM · $0 to $47.9M
        Nov 30, 2015 to Mar 22, 2016
      • RAUM · $0 to $47.9M
        Nov 30, 2015 to Mar 22, 2016
      Signals
      1 dated events
      • K•• G••••• S••••••••• L•• filed its initial SEC registration (Form ADV)
        Jul 24, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026