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Advisor at NORTHWEST ASSET MANAGEMENT
Kirkland, WA | MERCER ISLAND, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWEST ASSET MANAGEMENT | Independent wealth | Nov 30, 2010 | n/a | yes | MERCER ISLAND, WA|Kirkland, WA | Current employment |
| IMS CAPITAL MANAGEMENT | Former SEC adviser | Jun 24, 2003 | Jan 3, 2011 | no | BELLEVUE, WA | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jan 23, 1996 | Jun 12, 2003 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| IMS CAPITAL MANAGEMENT | NORTHWEST ASSET MANAGEMENT | Jan 3, 2011 | Nov 30, 2010 | -34 | Firm change after gap | Other |
| RBC CAPITAL MARKETS, LLC | IMS CAPITAL MANAGEMENT | Jun 12, 2003 | Jun 24, 2003 | 12 | Firm change | Other |