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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

IMS CAPITAL MANAGEMENT

IMS CAPITAL MANAGEMENT LLC, CRD 105939

CLACKAMAS, OR

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Search this name across graphsid dfx:ria:d362bf6b-1ed5-3a2b-5765-2828f7b4644d

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 11
On other graphs: 1
Observed: Mar 30, 2012 to Mar 31, 2026
32 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

IMS Capital Management

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $381MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $371M
Private client RAUM: $216MderivedItem 5.D individuals plus high net worth individuals
Private client share: 57%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 556
Individual clients: 202
High net worth clients: 62
SEC number: 801-33939
CIK: 1343916
CRD: 105939
Filings on the tape: 32
First filed: Mar 30, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, OR

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KINTZINGER, DOUGLAS, PAUL	BOARD MEMBER AND ADVISOR	A	yes	11/2013	Mar 30, 2012	Mar 14, 2024
MARKER, CARL, WILLIAM	CEO, CHIEF INVESTMENT OFFICER/CHAIRMAN OF THE BOARD/DIRECTOR/SECRETARY	E	yes	05/1988	Mar 30, 2012	Mar 14, 2024
BELICA, DANIEL, ALLAN	MANAGING DIRECTOR	Na	no	07/2014	Mar 18, 2019	Mar 14, 2024
HAUG, STEVE, FOSTER	MANAGING DIRECTOR	Na	no	12/2003	Mar 22, 2018	Mar 14, 2024
MAGANA, CHRISTOPHER, L	PRESIDENT AND CHIEF COMPLIANCE OFFICER	B	no	07/2015	Mar 30, 2016	Mar 14, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Rathdrum	Id	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$381M	$371M	9	7	1	n/a	n/a
2024	Mar 21, 2025	$407M	$390M	8	6	1	n/a	n/a
2023	Mar 14, 2024	$392M	$383M	8	6	1	n/a	n/a
2022	Mar 17, 2023	$343M	$330M	8	6	1	n/a	n/a
2021	Mar 7, 2022	$390M	$374M	8	6	1	n/a	n/a
2020	Mar 3, 2021	$319M	$318M	8	6	1	n/a	n/a
2019	Mar 25, 2020	$311M	$310M	10	6	1	n/a	n/a
2018	Mar 18, 2019	$309M	$273M	11	8	1	n/a	n/a
2017	Mar 22, 2018	$284M	$278M	11	7	1	n/a	n/a
2016	Mar 30, 2017	$211M	$201M	11	7	n/a	n/a	n/a
2015	Mar 30, 2016	$185M	$171M	11	7	n/a	n/a	n/a
2014	Mar 30, 2015	$174M	$171M	11	7	n/a	n/a	n/a
2013	Mar 31, 2014	$165M	$162M	9	6	n/a	n/a	n/a
2012	Apr 1, 2013	$148M	$146M	8	5	n/a	n/a	n/a
2011	Mar 30, 2012	$142M	$136M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	5	-3	n/a	0	5	0	2	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$381M	$407M	-6.4%	$343M	3.5%	9	8	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PINNACLE WEALTH ADVISORS	5	Aug 24, 2026	Mar 12, 2026	CLACKAMAS, OR	Firm absorbed	RIA to RIA	71.4%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SECURITY FIRST ADVISORS	2	Apr 1, 2025	Oct 26, 2025	PORTLAND, OR	Team lift out	RIA to RIA	40.0%

Relationships

Registered with (12)

← CARL WILLIAM MARKERAdvisorregistration: previous registration
Mar 13, 1989 to Aug 24, 2026factForm ADV
← STEVE FOSTER HAUGAdvisorregistration: previous registration
Dec 17, 2003 to Aug 24, 2026factForm ADV
← CHRISTOPHER L MAGANAAdvisorregistration: previous registration
Jan 26, 2015 to Aug 24, 2026factForm ADV
← DANIEL ALLAN BELICAAdvisorregistration: previous registration
Mar 11, 2014 to Aug 24, 2026factForm ADV
← AARON JACOB CHRISTOPHERSONAdvisorregistration: previous registration
Oct 26, 2025 to Aug 24, 2026factForm ADV
← DOUGLAS PAUL KINTZINGERAdvisorregistration: previous registration
Jan 19, 2011 to Aug 24, 2026factForm ADV
← Brian Andrew TimmAdvisorregistration: previous registration
Oct 26, 2025 to Aug 24, 2026factForm ADV
← DAVID MICHAEL BUDDAdvisorregistration: previous registration
May 12, 2011 to Jun 19, 2012factForm ADV
← ARTHUR GERONIMO NUNESAdvisorregistration: previous registration
Jun 24, 2003 to Jan 3, 2011factForm ADV
← CAMERON KING MARTINAdvisorregistration: previous registration
Nov 19, 2008 to Jun 18, 2010factForm ADV
← MICAH FEINER CHILDAdvisorregistration: previous registration
Mar 10, 2006 to Sep 4, 2007factForm ADV
← WILLIAM LOUIS ASHERAdvisorregistration: previous registration
Apr 1, 2003 to Jun 16, 2003factForm ADV

Moved with (2)

→ PINNACLE WEALTH ADVISORSRegistered adviser5 advisors, firm absorbed, same day
Aug 24, 2026 to Mar 12, 2026factForm ADV
← SECURITY FIRST ADVISORSRegistered adviser2 advisors, team lift out, same day
Apr 1, 2025 to Oct 26, 2025factForm ADV

Controls (2)

← MARKER, CARL, WILLIAMOwnerCEO, CHIEF INVESTMENT OFFICER/CHAIRMAN OF THE BOARD/DIRECTOR/SECRETARY, ownership code E, individual
Mar 30, 2012 to Mar 14, 2024factForm ADV
← KINTZINGER, DOUGLAS, PAULOwnerBOARD MEMBER AND ADVISOR, ownership code A, individual
Mar 30, 2012 to Mar 14, 2024factForm ADV

Owns (3)

← HAUG, STEVE, FOSTEROwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 22, 2018 to Mar 14, 2024factForm ADV
← MAGANA, CHRISTOPHER, LOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 30, 2016 to Mar 14, 2024factForm ADV
← BELICA, DANIEL, ALLANOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 18, 2019 to Mar 14, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 24, 2026
Firm absorbed
IMS Capital Management's advisors moved to Pinnacle Wealth Advisors (Portland, OR): 5 of 7 registered, on the same day
Form ADVobserved 4 days ago
5 advisors
Occurred
Aug 24, 2026
Advisor changed firm
Douglas Paul Kintzinger left Ims Capital Management for Pinnacle Wealth Advisors (registered 2026-03-12)
Form ADVobserved 5 days ago
Occurred
Aug 24, 2026
Advisor changed firm
Steve Foster Haug left Ims Capital Management for Pinnacle Wealth Advisors (registered 2026-03-10)
Form ADVobserved 5 days ago
Occurred
Aug 24, 2026
Advisor changed firm
Carl William Marker left Ims Capital Management for Pinnacle Wealth Advisors (registered 2025-10-28)
Form ADVobserved 5 days ago
Occurred
Aug 24, 2026
Advisor departed, no destination yet
Aaron Jacob Christopherson no longer registered at Ims Capital Management; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Aug 24, 2026
Advisor changed firm
Daniel Allan Belica left Ims Capital Management for Pinnacle Wealth Advisors (registered 2026-02-09)
Form ADVobserved 5 days ago
Occurred
Aug 24, 2026
Advisor changed firm
Christopher L Magana left Ims Capital Management for Pinnacle Wealth Advisors (registered 2025-11-04)
Form ADVobserved 5 days ago
Occurred
Aug 24, 2026
Advisor departed, no destination yet
Brian Andrew Timm no longer registered at Ims Capital Management; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Oct 20, 2025
Succession filed (Item 4)
Ims Capital Management reported succeeding to the business of Ims Capital Management (Form ADV Item 4)
Form ADVobserved 5 days ago
Occurred
Apr 1, 2025
Team lift-out
2 advisors left Security First Advisors (Portland, OR) for IMS Capital Management on the same day
Form ADVobserved 4 days ago
2 advisors

Show 1 bookkeeping events

Occurred
Sep 1, 2026
Ims Capital Management no longer on the SEC adviser roster (last listed 2026-08-03, RAUM $380.9M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d362bf6b-1ed5-3a2b-5765-2828f7b4644d
First observed: Mar 30, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

IMS CAPITAL MANAGEMENT

IMS CAPITAL MANAGEMENT LLC, CRD 105939

CLACKAMAS, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d362bf6b-1ed5-3a2b-5765-2828f7b4644d

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:24 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KINTZINGER, DOUGLAS, PAUL

BOARD MEMBER AND ADVISOR

yes

11/2013

Mar 30, 2012

Mar 14, 2024

MARKER, CARL, WILLIAM

CEO, CHIEF INVESTMENT OFFICER/CHAIRMAN OF THE BOARD/DIRECTOR/SECRETARY

yes

05/1988

Mar 30, 2012

Mar 14, 2024

BELICA, DANIEL, ALLAN

MANAGING DIRECTOR

07/2014

Mar 18, 2019

Mar 14, 2024

HAUG, STEVE, FOSTER

MANAGING DIRECTOR

12/2003

Mar 22, 2018

Mar 14, 2024

MAGANA, CHRISTOPHER, L

PRESIDENT AND CHIEF COMPLIANCE OFFICER

07/2015

Mar 30, 2016

Mar 14, 2024

City

State

Country

Employees

Also broker-dealer

Rathdrum

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$381M

$371M

n/a

2024

Mar 21, 2025

$407M

$390M

n/a

2023

Mar 14, 2024

$392M

$383M

n/a

2022

Mar 17, 2023

$343M

$330M

n/a

2021

Mar 7, 2022

$390M

$374M

n/a

2020

Mar 3, 2021

$319M

$318M

n/a

2019

Mar 25, 2020

$311M

$310M

n/a

2018

Mar 18, 2019

$309M

$273M

n/a

2017

Mar 22, 2018

$284M

$278M

n/a

2016

Mar 30, 2017

$211M

$201M

n/a

2015

Mar 30, 2016

$185M

$171M

n/a

2014

Mar 30, 2015

$174M

$171M

n/a

2013

Mar 31, 2014

$165M

$162M

n/a

2012

Apr 1, 2013

$148M

$146M

n/a

2011

Mar 30, 2012

$142M

$136M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$381M

$407M

-6.4%

$343M

3.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PINNACLE WEALTH ADVISORS

Aug 24, 2026

Mar 12, 2026

CLACKAMAS, OR

Firm absorbed

RIA to RIA

71.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SECURITY FIRST ADVISORS

Apr 1, 2025

Oct 26, 2025

PORTLAND, OR

Team lift out

RIA to RIA

40.0%