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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

CHARLES ANDREW WALLACE

Advisor at WELLS FARGO ADVISORS

GROVE, OK | ROGERS, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba55492c-996c-a86a-2bf3-bbc7ef50de3c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 28, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 29, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Jul 29, 1992
First registration: Jan 28, 1997
Dual registered: yes, broker-dealer
Other names: CHRALES ANDREW WALLACE|CHARLIE WALLACE
IAPD individual key: 2258488

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Mar 16, 2016	n/a	yes	GROVE, OK\|ROGERS, AR	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 27, 2006	Mar 17, 2016	no	ROGERS, AR\|GROVE, OK	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jan 28, 1997	Mar 30, 2006	no	GROVE, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Mar 17, 2016	Mar 16, 2016	-1	Firm change	Wirehouse to wirehouse
A. G. EDWARDS & SONS, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 30, 2006	Mar 27, 2006	-3	Firm change	Other

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Mar 16, 2016 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 27, 2006 to Mar 17, 2016factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jan 28, 1997 to Mar 30, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba55492c-996c-a86a-2bf3-bbc7ef50de3c
First observed: Jan 28, 1997
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHARLES ANDREW WALLACE

Advisor at WELLS FARGO ADVISORS

GROVE, OK | ROGERS, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba55492c-996c-a86a-2bf3-bbc7ef50de3c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:52 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Mar 16, 2016

n/a

yes

GROVE, OK|ROGERS, AR

Current employment

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Mar 27, 2006

Mar 17, 2016

ROGERS, AR|GROVE, OK

Previous registration

A. G. EDWARDS & SONS, INC.

n/a

Jan 28, 1997

Mar 30, 2006

GROVE, OK

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO ADVISORS

Mar 17, 2016

Mar 16, 2016

-1

Firm change

Wirehouse to wirehouse

A. G. EDWARDS & SONS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Mar 30, 2006

Mar 27, 2006

-3

Firm change

Other