DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••••• F•••••••• S•••••••
PELHAM, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• F•••••••• S••••••• | State registered | Dec 21, 2016 | n/a | yes | PELHAM, NH | Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Mar 21, 2024 | Jun 5, 2025 | no | ANDOVER, MA|PELHAM, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | n/a | Jun 5, 2025 | n/a | n/a | Departure no registered destination | Departure |
| C••••• A••••••• L•• | C•••••••• F•••••••• S••••••• | Mar 21, 2024 | Dec 21, 2016 | -2,647 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 30613:10299:MA:2016-10-03 | Oct 3, 2016 | Oct 3, 2016 | LYNNFIELD, MA | Firm change |
| C••••• A••••••• L•• | Former SEC adviser | Oct 3, 2016 | Mar 21, 2024 | no | PELHAM, NH|ANDOVER, MA | Previous registration |
| I•••••••• C•••••• A••••••• | Former SEC adviser | Feb 27, 2012 | Oct 3, 2016 | no | LYNNFIELD, MA|WOBURN, MA|LYNNFIELD, MA|LYNNFIELD, MA|LYNNFIELD, MA | Previous registration |
| Firm change after gap |
| Ibd to state RIA |
| I•••••••• C•••••• A••••••• | C••••• A••••••• L•• | Oct 3, 2016 | Oct 3, 2016 | 0 | Channel change | Other |