DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• J••• C••••

C•••••••• F•••••••• S•••••••state registeredPelham, NhIA-onlyIAPD 2194707

Feed of 09/14/2026

At current firm

9 y

since Dec 21, 2016

In the industry

34 y

since Feb 19, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• F•••••••• S••••••• state registered current
since Dec 21, 2016 · Pelham, Nh
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 21, 2024 to Jun 5, 2025 · Andover, Ma
C••••• A••••••• L•• former
Oct 3, 2016 to Mar 21, 2024 · Pelham, Nh
I•••••••• C•••••• A••••••• former
Feb 27, 2012 to Oct 3, 2016 · Lynnfield, Ma

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to no registered destination
left Jun 5, 2025 · Departure, no registered destination
C••••• A••••••• L•• to C•••••••• F•••••••• S•••••••
left Mar 21, 2024, registered Dec 21, 2016 (-2647 days) · Affiliated broker-dealer or bank to a state-registered adviser
I•••••••• C•••••• A••••••• to C••••• A••••••• L••
left Oct 3, 2016, registered Oct 3, 2016 (0 days) · channel change inside one enterprise, not a move · moved with a team

Signals

R••••• J••• C•••• no longer registered at C••••• I••••••••• A••••••• L••; no later IA registration on IAPD
Jun 5, 2025 · Advisor departure · fact
R••••• J••• C•••• left C••••• A••••••• L•• for C•••••••• F•••••••• S••••••• (registered 2016-12-21)
Mar 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address