DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•••••• A•••••• G••••• L••
Forest, VA | MORRISTOWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••• A•••••• G••••• L•• | Bd affiliated wealth | Oct 10, 2023 | n/a | yes | MORRISTOWN, NJ|Forest, VA | Current employment |
| C••••••• A••••••• N••••••• L•• | Independent wealth | Apr 30, 2020 | Dec 31, 2023 | no | Forest, VA|ALISO VIEJO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• A••••••• N••••••• L•• | P•••••• A•••••• G••••• L•• | Dec 31, 2023 | Oct 10, 2023 | -82 | Firm change after gap | RIA to ibd |
| J•••• R•••• A••••••• | C••••••• A••••••• N••••••• L•• | Apr 3, 2020 | Apr 30, 2020 |
| J•••• R•••• A••••••• | n/a | Aug 4, 2016 | Apr 3, 2020 | no | Forest, VA|LYNCHBURG, VA | Previous registration |
| T•••• A•••••••• L•• | Former SEC adviser | Mar 28, 2011 | Dec 31, 2016 | no | ATLANTA, GA|FOREST, VA | Previous registration |
| A•••••• A••••••• S••••••• | Former SEC adviser | Jun 29, 1998 | Apr 1, 2011 | no | FOREST, VA | Previous registration |
| 27 |
| Firm change |
| Other |
| T•••• A•••••••• L•• | J•••• R•••• A••••••• | Dec 31, 2016 | Aug 4, 2016 | -149 | Firm change after gap | Other |
| A•••••• A••••••• S••••••• | T•••• A•••••••• L•• | Apr 1, 2011 | Mar 28, 2011 | -4 | Firm change | Other |