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G••• R••• E••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

G••• R••• E••••• M••••••••• L••

CRD 170956

DALLAS, TX

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Search this name across graphsid dfx:ria:ba851187-04a3-29b8-c6bc-4bd289b08f9d

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 8
On other graphs: 3
Observed: May 1, 2017 to Mar 31, 2026
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

G••• R••• E••••• M••••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

G••• R••• E••••• M••••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

G••• R••• E••••• M••••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $260M••• Locked
Discretionary RAUM: $260M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 29

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G••• R••• E••••• F••• I••••• L•	Private Equity Fund	$220M	Oct 15, 2024	8	Mar 27, 2019	reported	021-310533
G••• R••• E••••• F••• I••••• L•	Private Equity Fund	$101M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E••••••••• A••••••• G•• L••	GENERAL PARTNER	F	yes	05/2013	May 1, 2017	Oct 15, 2024
E••••••••• A•••••••• L•	Member	C	yes	04/2013	May 1, 2017	Oct 15, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G••• R••• M••••••••• P••••••• I•• L••	n/a	Asset manager	$857M	N	yes	n/a
G••• R••• E••••• P••••••• G• I•••• L•••	n/a	n/a	n/a	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Houston	TX	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$260M	$358M	-27.3%	$1.1B	-38.5%	29	27	2	1

Relationships

Affiliated with (1)

→ G••• R••• M••••••••• P••••••• I•• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (7)

→ G••• R••• E••••• F••• I•••• H•••••••• L•Private fundPrivate Equity Fund, IA
Mar 27, 2019 to presentfactForm ADV
→ G••• R••• E••••• F••• I•• L•Private fundPrivate Equity Fund, IA
Mar 18, 2016 to presentfactForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
G••• R••• E••••• M••••••••• L•• reported RAUM $259.9M, down 28% from $363.0M (2025-07-02 to 2026-03-31)
Form ADVobserved 7 days ago
$-103M
Occurred
Mar 28, 2024
Regulatory AUM changed
G••• R••• E••••• M••••••••• L•• reported RAUM $397.7M, down 64% from $1.1B (2023-06-20 to 2024-03-28)
Form ADVobserved 7 days ago
$-721M
Occurred
Mar 30, 2023
Regulatory AUM changed
G••• R••• E••••• M••••••••• L•• reported RAUM $1.1B, up 100% from $558.2M (2022-08-22 to 2023-03-30)
Form ADVobserved 7 days ago
$561M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba851187-04a3-29b8-c6bc-4bd289b08f9d
First observed: May 1, 2017
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.