DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G••• R••• E••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape May 1, 2017 · 24 filings
SEC status approved since May 30, 2017
RAUM
$260M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
15 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
3
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$260M as of Mar 31, 2026
Mar 26, 2018$238M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 26, 20180 then
Employees (5.A)29 as of Mar 31, 2026
Mar 26, 201812 then
Private funds3 as of Mar 31, 2026
Mar 26, 20184 then
RAUM -27% over the last fiscal year-39% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $86.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -27%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$260M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••• R••• E••••• F••• I••••• L• | Private Equity Fund | $220M | 8 | Mar 27, 2019 |
| G••• R••• E••••• F••• I••••• L• | Private Equity Fund | $101M | 9 | Mar 27, 2019 |
| G••• R••• E••••• F••• I•••• L• | Private Equity Fund | $36.6M | 7 | Mar 30, 2017 |
| G••• R••• E••••• F••• I•• L• | Private Equity Fund | $25.9M | 27 | Mar 18, 2016 |
| G••• R••• E••••• F••• I•••• H•••••••• L• | Private Equity Fund | $12.5M | 31 | Mar 27, 2019 |
| G••• R••• E••••• F••• I••• H•••••••• L••• | Private Equity Fund | $1.8M | 12 | Mar 30, 2017 |
| G••• R••• E••••• F•••• L•no longer reported | Private Equity Fund | $47,312 | 54 | Mar 24, 2015 |
Owners and control persons
Schedule A and B, latest filing
- F•••••• E••••• T••• · Chief Compliance Officer & General Counselcontrolsince 06/2021 · owns less than 5%
- L•••••••• K•••• V•••••• · Managing Directorcontrolsince 04/2013 · owns 10% to 25%
- M•••••• M••••••• R•••• · Managing Directorcontrolsince 04/2013 · owns 10% to 25%
- P••••• G••••••• A••••• · Managing Directorcontrolsince 04/2013 · owns 10% to 25%
Entity owners
- E••••••••• A•••••••• L• · Memberdirect · owns 25% to 50%
- E••••••••• A••••••• G•• L•• · General Partnerindirect · owns F of E••••••••• A•••••••• L•
- R•••• F••••• I••••••••• I•• L• · Limited Partnerindirect · owns 75% or more of E••••••••• A•••••••• L•
Related persons
Schedule D 7.A
- G••• R••• E••••• P••••••• G• I•••• L•••pooled vehicle sponsory
- G••• R••• E••••• P••••••• G• I•• L•••pooled vehicle sponsory
- G••• R••• E••••• P••••••• G• I••••• L•••pooled vehicle sponsory
- G••• R••• E••••• P••••••• G• I••••• L•••pooled vehicle sponsory
- G••• R••• M••••••••• P••••••• I•• L••investment adviserpooled vehicle sponsornRAUM $857M
- G••• R••• N•• Z••• O••••••••• F••• I• G•• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Houston, TX1 employees
What changed
consecutive filings, newest first
- Accounts · 6 to 3Jul 2, 2025 to Mar 31, 2026
- Advisory employees · 10 to 15Jul 2, 2025 to Mar 31, 2026
- Pooled vehicle clients · 6 to 3Jul 2, 2025 to Mar 31, 2026
- Employees · 27 to 29Jul 2, 2025 to Mar 31, 2026
- Private funds · 6 to 3Jul 2, 2025 to Mar 31, 2026
- Discretionary RAUM · $363M to $260MJul 2, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $363M to $260MJul 2, 2025 to Mar 31, 2026
- RAUM · $363M to $260MJul 2, 2025 to Mar 31, 2026
- Financial planning clients · unset to May 6, 2025 to Jul 2, 2025
- Other offices · 1 to 2May 6, 2025 to Jul 2, 2025
- Discretionary RAUM · $358M to $363MMar 28, 2025 to May 6, 2025
- Pooled vehicle RAUM · $358M to $363MMar 28, 2025 to May 6, 2025
- RAUM · $358M to $363MMar 28, 2025 to May 6, 2025
- Advisory employees · 4 to 10Oct 15, 2024 to Mar 28, 2025
- Employees · 24 to 27Oct 15, 2024 to Mar 28, 2025
- Discretionary RAUM · $398M to $358MOct 15, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $398M to $358MOct 15, 2024 to Mar 28, 2025
- RAUM · $398M to $358MOct 15, 2024 to Mar 28, 2025
- Employees · 25 to 24Mar 28, 2024 to Oct 15, 2024
- Accounts · 7 to 6Jun 20, 2023 to Mar 28, 2024
- Advisory employees · 5 to 4Jun 20, 2023 to Mar 28, 2024
- Pooled vehicle clients · 7 to 6Jun 20, 2023 to Mar 28, 2024
- Employees · 19 to 25Jun 20, 2023 to Mar 28, 2024
- Private funds · 7 to 6Jun 20, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.1B to $398MJun 20, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.1B to $398MJun 20, 2023 to Mar 28, 2024
- RAUM · $1.1B to $398MJun 20, 2023 to Mar 28, 2024
- Other offices · 0 to 1Mar 28, 2024 to Mar 28, 2024
- Employees · 17 to 19Aug 22, 2022 to Mar 30, 2023
- Discretionary RAUM · $558M to $1.1BAug 22, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $558M to $1.1BAug 22, 2022 to Mar 30, 2023
- RAUM · $558M to $1.1BAug 22, 2022 to Mar 30, 2023
- Related adviser · false to trueJun 6, 2022 to Jul 29, 2022
- Discretionary RAUM · $557M to $558MMar 30, 2022 to Jun 6, 2022
- Pooled vehicle RAUM · $557M to $558MMar 30, 2022 to Jun 6, 2022
- RAUM · $557M to $558MMar 30, 2022 to Jun 6, 2022
- Advisory employees · 4 to 5Jul 1, 2021 to Mar 30, 2022
- Discretionary RAUM · $564M to $557MJul 1, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $564M to $557MJul 1, 2021 to Mar 30, 2022
- RAUM · $564M to $557MJul 1, 2021 to Mar 30, 2022
Signals
8 dated events
- G••• R••• E••••• M••••••••• L•• reported RAUM $259.9M, down 28% from $363.0M (2025-07-02 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- G••• R••• E••••• M••••••••• L•• reported RAUM $397.7M, down 64% from $1.1B (2023-06-20 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- G••• R••• E••••• M••••••••• L•• reported RAUM $1.1B, up 100% from $558.2M (2022-08-22 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Tubb Emily Fuquay (Chief Compliance Officer & General Counsel) appeared on Schedule A of G••• R••• E••••• M••••••••• L••Jul 1, 2021 · Control person joined · fact
- G••• R••• E••••• M••••••••• L•• reported RAUM $522.6M, up 159% from $202.0M (2020-03-30 to 2020-04-29)Apr 29, 2020 · RAUM change · derived
- G••• R••• E••••• M••••••••• L•• reported RAUM $202.0M, down 57% from $472.0M (2019-03-27 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- G••• R••• E••••• M••••••••• L•• reported RAUM $472.0M, up 99% from $237.6M (2018-03-26 to 2019-03-27)Mar 27, 2019 · RAUM change · derived
- G••• R••• E••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 1, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G••• R••• E••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- G••• R••• E••••• M••••••••• L•• · Private Equityshared crd · organization
- G••• R••• E••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- G•••-R•••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-396-2850reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026