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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

MATTHEW A NEWMAN

Advisor at VOYA FINANCIAL ADVISORS, INC.

METAIRIE, LA | Jackson, MS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 13, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 17, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 17, 2009
First registration: Aug 13, 2013
Dual registered: yes, broker-dealer
Other names: MATT NEWMAN|Matthew Adam Newman|MATTHEW A NEWMAN
IAPD individual key: 5647945

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	May 20, 2024	n/a	yes	METAIRIE, LA\|Jackson, MS	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Apr 25, 2023	Dec 31, 2023	no	Madison, MS	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Oct 5, 2021	Mar 24, 2023	no	Metairie, LA	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Aug 13, 2013	Aug 12, 2021	no	RIDGELAND, MS\|JACKSON, MS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	VOYA FINANCIAL ADVISORS, INC.	Dec 31, 2023	May 20, 2024	141	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	MML INVESTORS SERVICES, LLC	Mar 24, 2023	Apr 25, 2023	32	Firm change	Ibd to ibd
VALIC FINANCIAL ADVISORS, INC.	PRUCO SECURITIES, LLC	Aug 12, 2021	Oct 5, 2021	54	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
May 20, 2024 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Apr 25, 2023 to Dec 31, 2023factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Oct 5, 2021 to Mar 24, 2023factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Aug 13, 2013 to Aug 12, 2021factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
Matthew A Newman left Mml Investors Services, Llc for Voya Financial Advisors, Inc. (registered 2024-05-20)
Form ADVobserved 3 days ago
Occurred
Mar 24, 2023
Advisor changed firm
Matthew A Newman left Pruco Securities, Llc for Mml Investors Services, Llc (registered 2023-04-25)
Form ADVobserved 3 days ago