DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• A• N•••••

V••• F•••••••• A•••••••• I•••BD affiliatedMetairie, La dual registrantIAPD 5647945

Feed of 09/14/2026

Also filed as Matt N•••••

At current firm

2 y

since May 20, 2024

In the industry

17 y

since Mar 17, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••• F•••••••• A•••••••• I••• BD affiliated current
since May 20, 2024 · Metairie, La
M•• I•••••••• S•••••••• L•• BD affiliated
Apr 25, 2023 to Dec 31, 2023 · Madison, Ms
P•••• S••••••••• L•• no RAUM
Oct 5, 2021 to Mar 24, 2023 · Metairie, La
V•••• F•••••••• A•••••••• I••• BD affiliated
Aug 13, 2013 to Aug 12, 2021 · Ridgeland, Ms

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to V••• F•••••••• A•••••••• I•••
left Dec 31, 2023, registered May 20, 2024 (141 days) · Affiliated broker-dealer or bank to another
P•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••
left Mar 24, 2023, registered Apr 25, 2023 (32 days) · Affiliated broker-dealer or bank to another
V•••• F•••••••• A•••••••• I••• to P•••• S••••••••• L••
left Aug 12, 2021, registered Oct 5, 2021 (54 days) · Affiliated broker-dealer or bank to another

Signals

M•••••• A• N••••• left M•• I•••••••• S•••••••• L•• for V••• F•••••••• A•••••••• I••• (registered 2024-05-20)
Dec 31, 2023 · Advisor changed firm · fact
M•••••• A• N••••• left P•••• S••••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2023-04-25)
Mar 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address