DFX Intelligence

N••••• D•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

N••••• D•••• B•••••

Advisor at O•••• P•••••••• S••••••••• L••

Berwyn, PA | OMAHA, NE

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Search this name across graphsid dfx:ria:ba97b611-62e9-1179-28f9-660272468401

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Mar 3, 2006 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

N••••• D•••• B•••••

Private equity principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• P•••••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• P•••••••• S••••••••• L••	Bd affiliated wealth	Jan 24, 2023	n/a	yes	Berwyn, PA\|OMAHA, NE	Current employment
O•••• P•••••••• S••••••••• L••	Former SEC adviser	Jan 14, 2022	Jan 6, 2023	no	Berwyn, PA\|OMAHA, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• P•••••••• S••••••••• L••	O•••• P•••••••• S••••••••• L••	Jan 6, 2023	Jan 24, 2023	18	Bulk transfer	RIA to ibd
O•••• P•••••••• S••••••••• L••	O•••• P•••••••• S••••••••• L••	Dec 31, 2021	Jan 14, 2022

Relationships

Registered with (3)

→ O•••• P•••••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 19, 2020 to Dec 31, 2021factForm ADV
→ O•••• P•••••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 14, 2022 to Jan 6, 2023factForm ADV
→ B•••••• C•••••• I••Registered adviserregistration: previous registration
Mar 3, 2006 to Oct 16, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba97b611-62e9-1179-28f9-660272468401
First observed: Mar 3, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.