DFX Intelligence

R••• M••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

R••• M••• B•••••••••

Advisor at A••••• I••••••••• C•••••••••

CARMEL, IN | Lawrenceville, GA

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Search this name across graphsid dfx:ria:baa9db78-b95c-675f-7272-f10ca63317b8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 11, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• I••••••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• I••••••••• C•••••••••	Independent wealth	Jun 28, 2018	n/a	yes	Lawrenceville, GA\|CARMEL, IN	Current employment
A•••••• A••••••• S•••••••	Former SEC adviser	Feb 11, 2015	Jun 22, 2018	no	LAWRENCEVILLE, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	A••••• I••••••••• C•••••••••	Jun 22, 2018	Jun 28, 2018	6	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ A••••• I••••••••• C•••••••••Registered adviserregistration: current employment
Jun 28, 2018 to presentfactForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Feb 11, 2015 to Jun 22, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:baa9db78-b95c-675f-7272-f10ca63317b8
First observed: Feb 11, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.