DFX Intelligence

L••••• M•••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

L••••• M•••• R••••••

Advisor at G• F•••••••• G••••• L••

TUCSON, AZ

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Search this name across graphsid dfx:ria:baa9f2f5-fd51-9872-cc8d-ec271c48b8b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 26, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G• F•••••••• G••••• L••	Independent wealth	Feb 3, 2015	n/a	yes	TUCSON, AZ	Current employment
B•• F•••••••• G••••• L••	Former SEC adviser	Jul 26, 2007	May 29, 2015	no	TUCSON, AZ\|TUCSON, AZ\|TUCSON, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• F•••••••• G••••• L••	G• F•••••••• G••••• L••	May 29, 2015	Feb 3, 2015	-115	Firm change after gap	Other
B••••••••• S••••••••• C•••••••••	B•• F•••••••• G••••• L••	Jun 26, 2007	Jul 26, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
144652:172370:AZ:2015-05-29	May 29, 2015	Feb 3, 2015	TUCSON, AZ	Firm change after gap

Relationships

Registered with (3)

→ G• F•••••••• G••••• L••Registered adviserregistration: current employment
Feb 3, 2015 to presentfactForm ADV
→ B•• F•••••••• G••••• L••Registered adviserregistration: previous registration
Jul 26, 2007 to May 29, 2015factForm ADV
→ B••••••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Nov 9, 2005 to Jun 26, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:baa9f2f5-fd51-9872-cc8d-ec271c48b8b0
First observed: Nov 9, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.