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Advisor at J.P. MORGAN SECURITIES LLC
Miami, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 11, 2023 | n/a | yes | Miami, FL|Miami, FL | Current employment |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Former SEC adviser | Jan 6, 2023 | May 9, 2023 | no | Boca Raton, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | May 13, 2022 | Jan 9, 2023 | no | Miami, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 11, 2021 | Apr 28, 2022 | no | NEW YORK, NY|NASHVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | J.P. MORGAN SECURITIES LLC | May 9, 2023 | Apr 11, 2023 | -28 | Channel change | Ibd to wirehouse |
| MORGAN STANLEY | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Jan 9, 2023 | Jan 6, 2023 | -3 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Apr 28, 2022 | May 13, 2022 | 15 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108559:79:FL:2023-05-09 | May 9, 2023 | Apr 11, 2023 | BOCA RATON, FL | Firm change |
| 149777:108559:FL:2023-01-09 | Jan 9, 2023 | Jan 6, 2023 | MIAMI, FL | Firm change |
| 7691:149777:TN:2022-04-22 | Apr 28, 2022 | May 13, 2022 | NASHVILLE, TN | Firm change |