DFX Intelligence

P••• E• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

P••• E• R•••••••

Advisor at R••••••• C•••••• M••••••••• L••

Rancho Mission Viejo, CA

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Search this name across graphsid dfx:ria:bab50b1f-285f-f61f-7357-076b4b431abb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••• C•••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 7, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••• C•••••• M••••••••• L••	State registered	Apr 20, 2018	n/a	yes	Rancho Mission Viejo, CA	Current employment
S••••• M•••• M••••••••• I•••	Independent wealth	Feb 13, 2013	Apr 3, 2018	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• P•••••••• M••••••••• I••	S••••• M•••• M••••••••• I•••	Apr 3, 2018	Feb 13, 2013	-1,875	Firm change after gap	Other
S••••• M•••• M••••••••• I•••	R••••••• C•••••• M••••••••• L••	Apr 3, 2018	Apr 20, 2018

Relationships

Registered with (5)

→ R••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Apr 20, 2018 to presentfactForm ADV
→ S••••• P•••••••• M••••••••• I••Registered adviserregistration: previous registration
Jun 1, 2012 to Apr 3, 2018factForm ADV
→ S••••• M•••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 13, 2013 to Apr 3, 2018factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bab50b1f-285f-f61f-7357-076b4b431abb
First observed: Dec 5, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.