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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

SENTRY INVESTMENT MANAGEMENT, L.L.C.

CRD 105176

STEVENS POINT, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bab7a3ad-bb0a-9d65-ca5f-789dd618032b

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 0
Observed: Apr 2, 2012 to Mar 26, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
SEC number: 801-7942
CIK: 89014
CRD: 105176
Filings on the tape: 23
First filed: Apr 2, 2012
Latest filed: Mar 26, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KOVAC, TIMOTHY, KENNETH	Secretary	Na	yes	08/2022	Aug 25, 2022	Mar 26, 2024
McDonald, James, Elliot	PRESIDENT AND DIRECTOR	Na	yes	03/2017	Mar 30, 2017	Mar 26, 2024
Schroeder, Todd, Michael	TREASURER AND DIRECTOR	Na	yes	03/2017	Mar 30, 2017	Mar 26, 2024
SENTRY INSURANCE COMPANY	Shareholder	E	yes	06/1969	Mar 19, 2021	Mar 26, 2024
WILLIAMS, MICHAEL, J	Director	Na	yes	11/2012	Mar 8, 2013	Mar 26, 2024
DANCZYK, CARLA, MARIE	CHIEF COMPLIANCE OFFICER	Na	no	08/2019	May 14, 2020	Mar 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SENTRY EQUITY SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
SENTRY LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$1.4B	$1.4B	10	8	0	n/a	n/a
2024	Mar 28, 2025	$1.4B	$1.4B	11	7	0	n/a	n/a
2023	Mar 26, 2024	$1.4B	$1.4B	11	7	0	n/a	n/a
2022	Mar 28, 2023	$1.3B	$1.3B	10	6	0	n/a	n/a
2021	Mar 28, 2022	$1.7B	$1.7B	10	6	0	n/a	n/a
2020	Mar 19, 2021	$15B	$15B	14	11	0	n/a	n/a
2019	May 14, 2020	$14B	$14B	15	11	0	n/a	n/a
2018	Mar 29, 2019	$13B	$13B	14	11	0	n/a	n/a
2017	Apr 3, 2018	$13B	$13B	15	10	0	n/a	n/a
2016	Mar 30, 2017	$13B	$13B	15	10	n/a	n/a	n/a
2015	Mar 15, 2016	$12B	$12B	15	10	n/a	n/a	n/a
2014	Apr 30, 2015	$12B	$12B	15	10	n/a	n/a	n/a
2013	Mar 17, 2014	$11B	$11B	15	10	n/a	n/a	n/a
2012	Mar 8, 2013	$9.8B	$9.8B	15	10	n/a	n/a	n/a
2011	Apr 2, 2012	$9.0B	$9.0B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.4B	2.2%	$1.3B	2.7%	10	11	0	0

Relationships

Owns (1)

← DANCZYK, CARLA, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 14, 2020 to Mar 26, 2024factForm ADV

Controls (5)

← WILLIAMS, MICHAEL, JOwnerDIRECTOR, ownership code NA, individual
Mar 8, 2013 to Mar 26, 2024factForm ADV
← Schroeder, Todd, MichaelOwnerTREASURER AND DIRECTOR, ownership code NA, individual
Mar 30, 2017 to Mar 26, 2024factForm ADV
← McDonald, James, ElliotOwnerPRESIDENT AND DIRECTOR, ownership code NA, individual
Mar 30, 2017 to Mar 26, 2024factForm ADV
← KOVAC, TIMOTHY, KENNETHOwnerSECRETARY, ownership code NA, individual
Aug 25, 2022 to Mar 26, 2024factForm ADV
← SENTRY INSURANCE COMPANYOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 19, 2021 to Mar 26, 2024factForm ADV

Dated events

Occurred
Jul 10, 2023
Control person left
Marie Raina Zanow (Assistant Secretary) no longer on Schedule A of Sentry Investment Management, L.L.C. (listed 2023-03-28, absent 2023-07-10)
Form ADVobserved 4 days ago
Occurred
Aug 25, 2022
Control person joined
Kenneth Timothy Kovac (Secretary) appeared on Schedule A of Sentry Investment Management, L.L.C.
Form ADVobserved 4 days ago
Occurred
Mar 28, 2022
Regulatory AUM changed
Sentry Investment Management, L.L.C. reported RAUM $1.7B, down 89% from $15.2B (2021-03-19 to 2022-03-28)
Form ADVobserved 4 days ago
$-13.5B
Occurred
Mar 28, 2022
Control person joined
Marie Raina Zanow (Assistant Secretary) appeared on Schedule A of Sentry Investment Management, L.L.C.
Form ADVobserved 4 days ago
Occurred
Mar 28, 2022
Control person left
John Kip Kobussen (Director/Secretary) no longer on Schedule A of Sentry Investment Management, L.L.C. (listed 2021-03-19, absent 2022-03-28)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bab7a3ad-bb0a-9d65-ca5f-789dd618032b
First observed: Apr 2, 2012
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SENTRY INVESTMENT MANAGEMENT, L.L.C.

CRD 105176

STEVENS POINT, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bab7a3ad-bb0a-9d65-ca5f-789dd618032b

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:03 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KOVAC, TIMOTHY, KENNETH

Secretary

yes

08/2022

Aug 25, 2022

Mar 26, 2024

McDonald, James, Elliot

PRESIDENT AND DIRECTOR

yes

03/2017

Mar 30, 2017

Mar 26, 2024

Schroeder, Todd, Michael

TREASURER AND DIRECTOR

yes

03/2017

Mar 30, 2017

Mar 26, 2024

SENTRY INSURANCE COMPANY

Shareholder

yes

06/1969

Mar 19, 2021

Mar 26, 2024

WILLIAMS, MICHAEL, J

Director

yes

11/2012

Mar 8, 2013

Mar 26, 2024

DANCZYK, CARLA, MARIE

CHIEF COMPLIANCE OFFICER

08/2019

May 14, 2020

Mar 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SENTRY EQUITY SERVICES, INC.

n/a

yes

n/a

SENTRY LIFE INSURANCE COMPANY

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$1.4B

n/a

2024

Mar 28, 2025

$1.4B

n/a

2023

Mar 26, 2024

$1.4B

n/a

2022

Mar 28, 2023

$1.3B

n/a

2021

Mar 28, 2022

$1.7B

n/a

2020

Mar 19, 2021

$15B

n/a

2019

May 14, 2020

$14B

n/a

2018

Mar 29, 2019

$13B

n/a

2017

Apr 3, 2018

$13B

n/a

2016

Mar 30, 2017

$13B

n/a

2015

Mar 15, 2016

$12B

n/a

2014

Apr 30, 2015

$12B

n/a

2013

Mar 17, 2014

$11B

n/a

2012

Mar 8, 2013

$9.8B

n/a

2011

Apr 2, 2012

$9.0B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.4B

2.2%

$1.3B

2.7%