DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sentry Investment Management, L.L.C.
Latest filing Mar 26, 2026
First filing on the tape Apr 2, 2012 · 23 filings
SEC status approved since Nov 14, 1971
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$1.4B as of Mar 26, 2026
Apr 2, 2012$9.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Apr 2, 20120 then
Employees (5.A)10 as of Mar 26, 2026
Mar 8, 201315 then
Private funds: no history
RAUM +2.2% over the last fiscal year+2.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $717MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Kenneth Timothy Kovac · Secretarycontrolsince 08/2022 · owns less than 5%
- Elliot James Mcdonald · President And Directorcontrolsince 03/2017 · owns less than 5%
- Michael Todd Schroeder · Treasurer And Directorcontrolsince 03/2017 · owns less than 5%
- J Michael Williams · Directorcontrolsince 11/2012 · owns less than 5%
- Marie Carla Danczyk · Chief Compliance Officersince 08/2019 · owns less than 5%
Entity owners
- Sentry Insurance Company · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- Sentry Equity Services, Inc.broker-dealern
- Sentry Life Insurance Companyreal estaten
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 7 to 8Mar 28, 2025 to Mar 26, 2026
- Employees · 11 to 10Mar 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $1.4B to $1.4BMar 28, 2025 to Mar 26, 2026
- RAUM · $1.4B to $1.4BMar 28, 2025 to Mar 26, 2026
- Financial planning clients · unset to Mar 26, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.4B to $1.4BMar 26, 2024 to Mar 28, 2025
- RAUM · $1.4B to $1.4BMar 26, 2024 to Mar 28, 2025
- Advisory employees · 6 to 7Jul 10, 2023 to Mar 26, 2024
- Employees · 10 to 11Jul 10, 2023 to Mar 26, 2024
- Discretionary RAUM · $1.3B to $1.4BJul 10, 2023 to Mar 26, 2024
- RAUM · $1.3B to $1.4BJul 10, 2023 to Mar 26, 2024
- Discretionary RAUM · $1.7B to $1.3BAug 25, 2022 to Mar 28, 2023
- RAUM · $1.7B to $1.3BAug 25, 2022 to Mar 28, 2023
- Accounts · 29 to 2Mar 19, 2021 to Mar 28, 2022
- Advisory employees · 11 to 6Mar 19, 2021 to Mar 28, 2022
- Charity clients · 1.0 to unsetMar 19, 2021 to Mar 28, 2022
- Pooled vehicle clients · 1.0 to unsetMar 19, 2021 to Mar 28, 2022
- Employees · 14 to 10Mar 19, 2021 to Mar 28, 2022
- Discretionary RAUM · $15B to $1.7BMar 19, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · 261496143.0 to unsetMar 19, 2021 to Mar 28, 2022
- RAUM · $15B to $1.7BMar 19, 2021 to Mar 28, 2022
- Accounts · 27 to 29May 14, 2020 to Mar 19, 2021
- Employees · 15 to 14May 14, 2020 to Mar 19, 2021
- Discretionary RAUM · $14B to $15BMay 14, 2020 to Mar 19, 2021
- Pooled vehicle RAUM · $172M to $261MMay 14, 2020 to Mar 19, 2021
- RAUM · $14B to $15BMay 14, 2020 to Mar 19, 2021
- Accounts · 26 to 27Sep 13, 2019 to May 14, 2020
- Employees · 14 to 15Sep 13, 2019 to May 14, 2020
- Discretionary RAUM · $13B to $14BSep 13, 2019 to May 14, 2020
- Pooled vehicle RAUM · $132M to $172MSep 13, 2019 to May 14, 2020
- RAUM · $13B to $14BSep 13, 2019 to May 14, 2020
- Advisory employees · 10 to 11Apr 3, 2018 to Mar 29, 2019
- Advisory activities · 1 to 3Apr 3, 2018 to Mar 29, 2019
- Employees · 15 to 14Apr 3, 2018 to Mar 29, 2019
- Discretionary RAUM · $13B to $13BApr 3, 2018 to Mar 29, 2019
- Pooled vehicle RAUM · $129M to $132MApr 3, 2018 to Mar 29, 2019
- RAUM · $13B to $13BApr 3, 2018 to Mar 29, 2019
- Accounts · 33 to 26Mar 30, 2017 to Mar 29, 2018
- Charity clients · unset to 1.0Mar 30, 2017 to Mar 29, 2018
- Pooled vehicle clients · unset to 1.0Mar 30, 2017 to Mar 29, 2018
Signals
5 dated events
- Marie Raina Zanow (Assistant Secretary) no longer on Schedule A of Sentry Investment Management, L.L.C. (listed 2023-03-28, absent 2023-07-10)Jul 10, 2023 · Control person left · inference
- Kenneth Timothy Kovac (Secretary) appeared on Schedule A of Sentry Investment Management, L.L.C.Aug 25, 2022 · Control person joined · fact
- Sentry Investment Management, L.L.C. reported RAUM $1.7B, down 89% from $15.2B (2021-03-19 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- Marie Raina Zanow (Assistant Secretary) appeared on Schedule A of Sentry Investment Management, L.L.C.Mar 28, 2022 · Control person joined · fact
- John Kip Kobussen (Director/Secretary) no longer on Schedule A of Sentry Investment Management, L.L.C. (listed 2021-03-19, absent 2022-03-28)Mar 28, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 715-346-6000reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026