DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Mark ANDREW Audrain

Advisor at ORION PORTFOLIO SOLUTIONS, LLC

OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bab85765-cbb4-d30f-e6a0-0c572191a641

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Jun 17, 2019 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Mark Audrain

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ORION PORTFOLIO SOLUTIONS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 13, 2019
First registration: Jun 17, 2019
Dual registered: yes, broker-dealer
Other names: MARK ANDREW AUDRAIN|Mark Audrain
IAPD individual key: 7046010

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ORION PORTFOLIO SOLUTIONS, LLC	Bd affiliated wealth	Jun 9, 2023	n/a	yes	OMAHA, NE	Current employment
COPPER FINANCIAL	Independent wealth	Jun 17, 2019	Apr 8, 2021	no	LENEXA, KS\|LENEXA, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COPPER FINANCIAL	ORION PORTFOLIO SOLUTIONS, LLC	Apr 8, 2021	Jun 9, 2023	792	Firm change after gap	RIA to ibd

Relationships

Registered with (2)

→ ORION PORTFOLIO SOLUTIONS, LLCRegistered adviserregistration: current employment
Jun 9, 2023 to presentfactForm ADV
→ COPPER FINANCIALRegistered adviserregistration: previous registration
Jun 17, 2019 to Apr 8, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bab85765-cbb4-d30f-e6a0-0c572191a641
First observed: Jun 17, 2019
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Mark ANDREW Audrain

Advisor at ORION PORTFOLIO SOLUTIONS, LLC

OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bab85765-cbb4-d30f-e6a0-0c572191a641

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:47 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

ORION PORTFOLIO SOLUTIONS, LLC

Bd affiliated wealth

Jun 9, 2023

n/a

yes

OMAHA, NE

Current employment

COPPER FINANCIAL

Independent wealth

Jun 17, 2019

Apr 8, 2021

LENEXA, KS|LENEXA, KS

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

COPPER FINANCIAL

ORION PORTFOLIO SOLUTIONS, LLC

Apr 8, 2021

Jun 9, 2023

792

Firm change after gap

RIA to ibd