DFX Intelligence

Data Factory

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

GLAZER CAPITAL, LLC.

CRD 136932

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bab9338a-9155-092a-7aea-3a903557fc8c

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 13
On other graphs: 0
Observed: Mar 30, 2012 to Mar 24, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.92 institutional_share=0.08 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $6.8BItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $6.8B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 45
Advisory employees: 19
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 4
Individual clients: 0
High net worth clients: 0
Private funds: 2Schedule D 7.B(1)
Custody, client assets: $6.3B
SEC number: 801-65644
CIK: 1076809
CRD: 136932
Filings on the tape: 37
First filed: Mar 30, 2012
Latest filed: Mar 24, 2026
Organised: Limited Liability Company, DE
Website: glazercapital.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GLAZER ENHANCED OFFSHORE FUND, LTD	Hedge Fund	$1.6B	Sep 30, 2024	148	Mar 30, 2012	reported	021-339165
GLAZER ENHANCED FUND, LP	Hedge Fund	$631M	Sep 30, 2024	159	Mar 30, 2012	reported	021-339150
GLAZER QUALIFIED PARTNERS, LP	Hedge Fund	$97.2M	Mar 26, 2013	30	Mar 30, 2012	dropped	021-154815
GLAZER OFFSHORE FUND, LTD	Hedge Fund	$72.4M	Apr 29, 2019	7	Mar 30, 2012	dropped	021-129741
GLAZER INDEX PLUS FUND, LTD	Hedge Fund	$50.4M	Sep 30, 2024	11	Feb 24, 2021	reported	021-388745
GLAZER EM ARBITRAGE MASTER FUND LP	Hedge Fund	$36.0M	Mar 31, 2022	14	Feb 25, 2019	dropped	021-331844
GLAZER SPECIAL OPPORTUNITY OFFSHORE FUND I, LP	Hedge Fund	$26.4M	Mar 1, 2021	10	Feb 24, 2021	dropped	n/a
GLAZER CAPITAL MANAGEMENT, LP	Hedge Fund	$11.7M	Sep 30, 2024	12	Mar 30, 2012	reported	021-339138
GLAZER EM ARBITRAGE FUND LP	Hedge Fund	$7.6M	Mar 1, 2021	9	Mar 25, 2020	dropped	021-331843
GLAZER EM ARBITRAGE FUND LTD	Hedge Fund	$2.9M	Mar 1, 2021	4	Mar 25, 2020	dropped	021-331844
METEORA CAPITAL PARTNERS OFFSHORE, LP	Hedge Fund	$0	Mar 1, 2021	0	Mar 1, 2021	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ADAMS, REID, BOYLSTON	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	Na	yes	08/2024	Aug 16, 2024	Sep 30, 2024
BARLOW, DAVID, ALEXANDER	CHIEF OPERATING OFFICER	Na	yes	01/2011	Mar 30, 2012	Sep 30, 2024
GLAZER, PAUL, JAY	MANAGING MEMBER, PRESIDENT, CEO, CIO	D	yes	10/1998	Mar 30, 2012	Sep 30, 2024
ORT, MARK	MEMBER, PORTFOLIO MANAGER	C	yes	01/2009	Mar 30, 2012	Sep 30, 2024
Sinclair, Megan, Michelle	CHIEF FINANCIAL OFFICER	Na	yes	01/2020	Feb 24, 2021	Sep 30, 2024
GLAZER FAMILY DYNASTY TRUST	Member	A	no	01/2012	Feb 9, 2022	Sep 30, 2024
Glazer, Lisa, B.	Trustee	F	no	01/2012	Feb 9, 2022	Sep 30, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PAUL J GLAZER, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026	$6.8B	$6.8B	45	19	1	2	n/a
2024	Mar 19, 2025	$4.1B	$4.1B	38	17	1	4	n/a
2023	Mar 27, 2024	$2.5B	$2.5B	37	18	0	4	$2.3B
2022	Mar 31, 2023	$5.8B	$5.8B	36	16	0	4	$5.5B
2021	Mar 31, 2022	$5.9B	$5.9B	30	12	0	5	$5.5B
2020	Mar 31, 2021	$4.5B	$4.5B	29	16	1	7	$4.0B
2019	Mar 25, 2020	$2.2B	$2.2B	18	8	0	6	$1.9B
2018	Feb 25, 2019	$2.1B	$2.1B	15	8	0	5	$1.8B
2017	Mar 28, 2018	$2.5B	$2.5B	14	7	0	4	$2.2B
2016	Mar 30, 2017	$1.3B	$1.3B	13	6	n/a	4	$510M
2015	Mar 30, 2016	$1.3B	$1.3B	11	6	n/a	4	$1.0B
2014	Mar 30, 2015	$1.4B	$1.4B	12	6	n/a	4	$1.1B
2013	Mar 28, 2014	$837M	$837M	9	5	n/a	4	$699M
2012	Mar 26, 2013	$712M	$712M	9	5	n/a	5	$613M
2011	Mar 30, 2012	$844M	$844M	n/a	n/a	n/a	5	$641M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.8B	$4.1B	67.0%	$5.8B	5.8%	45	38	1	1

Relationships

Advises (11)

→ GLAZER ENHANCED OFFSHORE FUND, LTDPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ GLAZER INDEX PLUS FUND, LTDPrivate fundHedge Fund, IA
Feb 24, 2021 to presentfactForm ADV
→ GLAZER ENHANCED FUND, LPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ GLAZER CAPITAL MANAGEMENT, LPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ GLAZER EM ARBITRAGE MASTER FUND LPPrivate fundHedge Fund, IA, no longer reported
Feb 25, 2019 to Mar 31, 2022factForm ADV
→ GLAZER EM ARBITRAGE FUND LTDPrivate fundHedge Fund, IA, no longer reported
Mar 25, 2020 to Mar 1, 2021factForm ADV
→ GLAZER SPECIAL OPPORTUNITY OFFSHORE FUND I, LPPrivate fundHedge Fund, IA, no longer reported
Feb 24, 2021 to Mar 1, 2021factForm ADV
→ METEORA CAPITAL PARTNERS OFFSHORE, LPPrivate fundHedge Fund, IA, no longer reported
Mar 1, 2021 to Mar 1, 2021factForm ADV
→ GLAZER EM ARBITRAGE FUND LPPrivate fundHedge Fund, IA, no longer reported
Mar 25, 2020 to Mar 1, 2021factForm ADV
→ GLAZER OFFSHORE FUND, LTDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Apr 29, 2019factForm ADV
→ GLAZER QUALIFIED PARTNERS, LPPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Mar 26, 2013factForm ADV

Controls (5)

← GLAZER, PAUL, JAYOwnerMANAGING MEMBER, PRESIDENT, CEO, CIO, ownership code D, individual
Mar 30, 2012 to Sep 30, 2024factForm ADV
← ORT, MARKOwnerMEMBER, PORTFOLIO MANAGER, ownership code C, individual
Mar 30, 2012 to Sep 30, 2024factForm ADV
← BARLOW, DAVID, ALEXANDEROwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 30, 2012 to Sep 30, 2024factForm ADV
← Sinclair, Megan, MichelleOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Feb 24, 2021 to Sep 30, 2024factForm ADV
← ADAMS, REID, BOYLSTONOwnerCHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL, ownership code NA, individual
Aug 16, 2024 to Sep 30, 2024factForm ADV

Owns (2)

← Glazer, Lisa, B.OwnerTRUSTEE, ownership code F, individual
Feb 9, 2022 to Sep 30, 2024factForm ADV
← GLAZER FAMILY DYNASTY TRUSTOwnerMEMBER, ownership code A, domestic entity
Feb 9, 2022 to Sep 30, 2024factForm ADV

Dated events

Occurred
Mar 24, 2026
Regulatory AUM changed
Glazer Capital, Llc. reported RAUM $6.8B, up 67% from $4.1B (2025-03-19 to 2026-03-24)
Form ADVobserved 5 days ago
$2.7B
Occurred
Mar 19, 2025
Regulatory AUM changed
Glazer Capital, Llc. reported RAUM $4.1B, up 66% from $2.5B (2024-09-30 to 2025-03-19)
Form ADVobserved 5 days ago
$1.6B
Occurred
Aug 16, 2024
Control person joined
Boylston Reid Adams (Chief Compliance Officer And General Counsel) appeared on Schedule A of Glazer Capital, Llc.
Form ADVobserved 5 days ago
Occurred
Aug 16, 2024
Control person left
Sun Daysun Chang (Chief Compliance Officer And General Counsel) no longer on Schedule A of Glazer Capital, Llc. (listed 2024-03-27, absent 2024-08-16)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2024
Regulatory AUM changed
Glazer Capital, Llc. reported RAUM $2.5B, down 57% from $5.8B (2024-01-23 to 2024-03-27)
Form ADVobserved 5 days ago
$-3.3B
Occurred
Jan 23, 2024
Control person joined
Sun Daysun Chang (Chief Compliance Officer And General Counsel) appeared on Schedule A of Glazer Capital, Llc.
Form ADVobserved 5 days ago
Occurred
Sep 26, 2023
Control person left
S. (Mi Only) Kevin Zadourian (General Counsel And Chief Compliance Officer) no longer on Schedule A of Glazer Capital, Llc. (listed 2023-03-31, absent 2023-09-26)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Glazer Capital, Llc. reported RAUM $5.9B, up 30% from $4.5B (2022-02-09 to 2022-03-31)
Form ADVobserved 5 days ago
$1.3B
Occurred
Feb 9, 2022
Control person joined
S. (Mi Only) Kevin Zadourian (General Counsel And Chief Compliance Officer) appeared on Schedule A of Glazer Capital, Llc.
Form ADVobserved 5 days ago
Occurred
Feb 9, 2022
Control person left
K Vikas Mittal (Member, Portfolio Manager) no longer on Schedule A of Glazer Capital, Llc. (listed 2021-03-31, absent 2022-02-09)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
Glazer Capital, Llc. reported RAUM $4.5B, up 108% from $2.2B (2021-03-01 to 2021-03-31)
Form ADVobserved 5 days ago
$2.4B
Occurred
Feb 24, 2021
Control person joined
Michelle Megan Sinclair (Chief Financial Officer) appeared on Schedule A of Glazer Capital, Llc.
Form ADVobserved 5 days ago
Occurred
Mar 28, 2018
Regulatory AUM changed
Glazer Capital, Llc. reported RAUM $2.5B, up 92% from $1.3B (2017-06-06 to 2018-03-28)
Form ADVobserved 5 days ago
$1.2B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bab9338a-9155-092a-7aea-3a903557fc8c
First observed: Mar 30, 2012
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GLAZER CAPITAL, LLC.

CRD 136932

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bab9338a-9155-092a-7aea-3a903557fc8c

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:00 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GLAZER ENHANCED OFFSHORE FUND, LTD

Hedge Fund

$1.6B

Sep 30, 2024

148

Mar 30, 2012

reported

021-339165

GLAZER ENHANCED FUND, LP

Hedge Fund

$631M

Sep 30, 2024

159

Mar 30, 2012

reported

021-339150

GLAZER QUALIFIED PARTNERS, LP

Hedge Fund

$97.2M

Mar 26, 2013

Mar 30, 2012

dropped

021-154815

GLAZER OFFSHORE FUND, LTD

Hedge Fund

$72.4M

Apr 29, 2019

Mar 30, 2012

dropped

021-129741

GLAZER INDEX PLUS FUND, LTD

Hedge Fund

$50.4M

Sep 30, 2024

Feb 24, 2021

reported

021-388745

GLAZER EM ARBITRAGE MASTER FUND LP

Hedge Fund

$36.0M

Mar 31, 2022

Feb 25, 2019

dropped

021-331844

GLAZER SPECIAL OPPORTUNITY OFFSHORE FUND I, LP

Hedge Fund

$26.4M

Mar 1, 2021

Feb 24, 2021

dropped

n/a

GLAZER CAPITAL MANAGEMENT, LP

Hedge Fund

$11.7M

Sep 30, 2024

Mar 30, 2012

reported

021-339138

GLAZER EM ARBITRAGE FUND LP

Hedge Fund

$7.6M

Mar 1, 2021

Mar 25, 2020

dropped

021-331843

GLAZER EM ARBITRAGE FUND LTD

Hedge Fund

$2.9M

Mar 1, 2021

Mar 25, 2020

dropped

021-331844

METEORA CAPITAL PARTNERS OFFSHORE, LP

Hedge Fund

Mar 1, 2021

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ADAMS, REID, BOYLSTON

CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL

yes

08/2024

Aug 16, 2024

Sep 30, 2024

BARLOW, DAVID, ALEXANDER

CHIEF OPERATING OFFICER

yes

01/2011

Mar 30, 2012

Sep 30, 2024

GLAZER, PAUL, JAY

MANAGING MEMBER, PRESIDENT, CEO, CIO

yes

10/1998

Mar 30, 2012

Sep 30, 2024

ORT, MARK

MEMBER, PORTFOLIO MANAGER

yes

01/2009

Mar 30, 2012

Sep 30, 2024

Sinclair, Megan, Michelle

CHIEF FINANCIAL OFFICER

yes

01/2020

Feb 24, 2021

Sep 30, 2024

GLAZER FAMILY DYNASTY TRUST

Member

01/2012

Feb 9, 2022

Sep 30, 2024

Glazer, Lisa, B.

Trustee

01/2012

Feb 9, 2022

Sep 30, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PAUL J GLAZER, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$6.8B

n/a

2024

Mar 19, 2025

$4.1B

n/a

2023

Mar 27, 2024

$2.5B

$2.3B

2022

Mar 31, 2023

$5.8B

$5.5B

2021

Mar 31, 2022

$5.9B

$5.5B

2020

Mar 31, 2021

$4.5B

$4.0B

2019

Mar 25, 2020

$2.2B

$1.9B

2018

Feb 25, 2019

$2.1B

$1.8B

2017

Mar 28, 2018

$2.5B

$2.2B

2016

Mar 30, 2017

$1.3B

n/a

$510M

2015

Mar 30, 2016

$1.3B

n/a

$1.0B

2014

Mar 30, 2015

$1.4B

n/a

$1.1B

2013

Mar 28, 2014

$837M

n/a

$699M

2012

Mar 26, 2013

$712M

n/a

$613M

2011

Mar 30, 2012

$844M

n/a

$641M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$6.8B

$4.1B

67.0%

$5.8B

5.8%