DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••• C••••••• L•••
Latest filing Mar 24, 2026
First filing on the tape Mar 30, 2012 · 37 filings
SEC status approved since Sep 11, 2006
RAUM
$6.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
45
19 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$6.8B as of Mar 24, 2026
Mar 30, 2012$844M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 26, 20130 then
Employees (5.A)45 as of Mar 24, 2026
Mar 26, 20139 then
Private funds2 as of Mar 24, 2026
Mar 30, 20125 then
RAUM +67% over the last fiscal year+5.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.7BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +67%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $6.3B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.3B92%
- Pension and profit-sharing plans$536M7.9%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.3B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.92 institutional_share=0.08 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••• E••••••• O••••••• F•••• L•• | Hedge Fund | $1.6B | 148 | Mar 30, 2012 |
| G••••• E••••••• F•••• L• | Hedge Fund | $631M | 159 | Mar 30, 2012 |
| G••••• Q•••••••• P•••••••• L•no longer reported | Hedge Fund | $97.2M | 30 | Mar 30, 2012 |
| G••••• O••••••• F•••• L••no longer reported | Hedge Fund | $72.4M | 7 | Mar 30, 2012 |
| G••••• I•••• P••• F•••• L•• | Hedge Fund | $50.4M | 11 | Feb 24, 2021 |
| G••••• E• A•••••••• M••••• F••• L•no longer reported | Hedge Fund | $36.0M | 14 | Feb 25, 2019 |
| G••••• S•••••• O••••••••• O••••••• F••• I• L•no longer reported | Hedge Fund | $26.4M | 10 | Feb 24, 2021 |
| G••••• C•••••• M••••••••• L• | Hedge Fund | $11.7M | 12 | Mar 30, 2012 |
| G••••• E• A•••••••• F••• L•no longer reported | Hedge Fund | $7.6M | 9 | Mar 25, 2020 |
| G••••• E• A•••••••• F••• L••no longer reported | Hedge Fund | $2.9M | 4 | Mar 25, 2020 |
| M•••••• C•••••• P••••••• O•••••••• L•no longer reported | Hedge Fund | $0 | 0 | Mar 1, 2021 |
Owners and control persons
Schedule A and B, latest filing
- A••••• R•••• B••••••• · Chief Compliance Officer And General Counselcontrolsince 08/2024 · owns less than 5%
- B•••••• D••••• A•••••••• · Chief Operating Officercontrolsince 01/2011 · owns less than 5%
- G•••••• P•••• J•• · Managing Member, President, Ceo, Ciocontrolsince 10/1998 · owns 50% to 75%
- O••• M••• · Member, Portfolio Managercontrolsince 01/2009 · owns 25% to 50%
- S•••••••• M••••• M••••••• · Chief Financial Officercontrolsince 01/2020 · owns less than 5%
- G•••••• L•••• B• · Trusteesince 01/2012 · owns F of G••••• F••••• D•••••• T••••
Entity owners
- G••••• F••••• D•••••• T•••• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- P••• J• G•••••• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 4Mar 19, 2025 to Mar 24, 2026
- Advisory employees · 17 to 19Mar 19, 2025 to Mar 24, 2026
- Pooled vehicle clients · 4 to 3Mar 19, 2025 to Mar 24, 2026
- Assets in custody · $3.8B to $6.3BMar 19, 2025 to Mar 24, 2026
- Employees · 38 to 45Mar 19, 2025 to Mar 24, 2026
- Private funds · 4 to 2Mar 19, 2025 to Mar 24, 2026
- Discretionary RAUM · $4.1B to $6.8BMar 19, 2025 to Mar 24, 2026
- Pension RAUM · $329M to $536MMar 19, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $3.8B to $6.3BMar 19, 2025 to Mar 24, 2026
- RAUM · $4.1B to $6.8BMar 19, 2025 to Mar 24, 2026
- Advisory employees · 18 to 17Sep 30, 2024 to Mar 19, 2025
- Assets in custody · $2.3B to $3.8BSep 30, 2024 to Mar 19, 2025
- Employees · 37 to 38Sep 30, 2024 to Mar 19, 2025
- Financial planning clients · unset to Sep 30, 2024 to Mar 19, 2025
- Other offices · 0 to 1Sep 30, 2024 to Mar 19, 2025
- Discretionary RAUM · $2.5B to $4.1BSep 30, 2024 to Mar 19, 2025
- Pension RAUM · $182M to $329MSep 30, 2024 to Mar 19, 2025
- Pooled vehicle RAUM · $2.3B to $3.8BSep 30, 2024 to Mar 19, 2025
- RAUM · $2.5B to $4.1BSep 30, 2024 to Mar 19, 2025
- Advisory employees · 16 to 18Jan 23, 2024 to Mar 27, 2024
- Assets in custody · $5.5B to $2.3BJan 23, 2024 to Mar 27, 2024
- Employees · 36 to 37Jan 23, 2024 to Mar 27, 2024
- Discretionary RAUM · $5.8B to $2.5BJan 23, 2024 to Mar 27, 2024
- Pension RAUM · $294M to $182MJan 23, 2024 to Mar 27, 2024
- Pooled vehicle RAUM · $5.5B to $2.3BJan 23, 2024 to Mar 27, 2024
- RAUM · $5.8B to $2.5BJan 23, 2024 to Mar 27, 2024
- Accounts · 8 to 5Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 12 to 16Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 7 to 4Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $5.5B to $5.5BMar 31, 2022 to Mar 31, 2023
- Employees · 30 to 36Mar 31, 2022 to Mar 31, 2023
- Private funds · 5 to 4Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $5.9B to $5.8BMar 31, 2022 to Mar 31, 2023
- Pension RAUM · $391M to $294MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $5.5B to $5.5BMar 31, 2022 to Mar 31, 2023
- RAUM · $5.9B to $5.8BMar 31, 2022 to Mar 31, 2023
- Accounts · 12 to 8Feb 9, 2022 to Mar 31, 2022
- Advisory employees · 16 to 12Feb 9, 2022 to Mar 31, 2022
- Pooled vehicle clients · 11 to 7Feb 9, 2022 to Mar 31, 2022
- Assets in custody · $4.0B to $5.5BFeb 9, 2022 to Mar 31, 2022
Signals
13 dated events
- G••••• C••••••• L••• reported RAUM $6.8B, up 67% from $4.1B (2025-03-19 to 2026-03-24)Mar 24, 2026 · ria raum c••••e · derived
- G••••• C••••••• L••• reported RAUM $4.1B, up 66% from $2.5B (2024-09-30 to 2025-03-19)Mar 19, 2025 · ria raum c••••e · derived
- Boylston Reid Adams (Chief Compliance Officer And General Counsel) appeared on Schedule A of G••••• C••••••• L•••Aug 16, 2024 · Control person joined · fact
- Sun Daysun Chang (Chief Compliance Officer And General Counsel) no longer on Schedule A of G••••• C••••••• L••• (listed 2024-03-27, absent 2024-08-16)Aug 16, 2024 · Control person left · inference
- G••••• C••••••• L••• reported RAUM $2.5B, down 57% from $5.8B (2024-01-23 to 2024-03-27)Mar 27, 2024 · ria raum c••••e · derived
- Sun Daysun Chang (Chief Compliance Officer And General Counsel) appeared on Schedule A of G••••• C••••••• L•••Jan 23, 2024 · Control person joined · fact
- S. (Mi Only) Kevin Zadourian (General Counsel And Chief Compliance Officer) no longer on Schedule A of G••••• C••••••• L••• (listed 2023-03-31, absent 2023-09-26)Sep 26, 2023 · Control person left · inference
- G••••• C••••••• L••• reported RAUM $5.9B, up 30% from $4.5B (2022-02-09 to 2022-03-31)Mar 31, 2022 · ria raum c••••e · derived
- K Vikas Mittal (Member, Portfolio Manager) no longer on Schedule A of G••••• C••••••• L••• (listed 2021-03-31, absent 2022-02-09)Feb 9, 2022 · Control person left · inference
- S. (Mi Only) Kevin Zadourian (General Counsel And Chief Compliance Officer) appeared on Schedule A of G••••• C••••••• L•••Feb 9, 2022 · Control person joined · fact
- G••••• C••••••• L••• reported RAUM $4.5B, up 108% from $2.2B (2021-03-01 to 2021-03-31)Mar 31, 2021 · ria raum c••••e · derived
- M••••••• M•••• S••••••• (Chief Financial Officer) appeared on Schedule A of G••••• C••••••• L•••Feb 24, 2021 · Control person joined · fact
- G••••• C••••••• L••• reported RAUM $2.5B, up 92% from $1.3B (2017-06-06 to 2018-03-28)Mar 28, 2018 · ria raum c••••e · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/glazer-capital-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- G•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-808-7304reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026