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RIA / WealthAdvisor28 years in industry

JOSEPH FRANCIS IPPOLITO

Advisor at EDELMAN FINANCIAL ENGINES

ALPHARETTA, GA

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Search this name across graphsid dfx:ria:babd9228-86c0-1ab8-6b75-e379b01354a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 19, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDELMAN FINANCIAL ENGINES
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 29, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jul 29, 1998
First registration: May 19, 2003
Dual registered: no
Other names: JOSEPH FRANCIS IPPOLITO|JOSEPH FRANCIS IPPOLITO
IAPD individual key: 3000940

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDELMAN FINANCIAL ENGINES	Independent wealth	Feb 8, 2022	n/a	yes	ALPHARETTA, GA	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 3, 2010	Dec 31, 2020	no	MINNEAPOLIS, MN\|ATLANTA, GA\|EDINA, MN\|Alpharetta, GA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 3, 2010	Jan 11, 2021	no	OMAHA, NE\|Edina, MN\|Atlanta, GA\|Alpharetta, GA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	May 30, 2007	May 13, 2010	no	GRAND RAPIDS, MI\|MILLBURN, NJ	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 23, 2006	Mar 1, 2007	no	WEST HARTFORD, CT	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 17, 2005	Mar 1, 2007	no	NEW YORK, NY\|West Hartford, CT	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 19, 2003	Mar 3, 2005	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE, INC.	EDELMAN FINANCIAL ENGINES	Jan 11, 2021	Feb 8, 2022	393	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 31, 2020	Jun 3, 2010	-3,864	Bulk transfer	Other
STRATEGIC ADVISERS LLC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	May 13, 2010	Jun 3, 2010	21	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	STRATEGIC ADVISERS LLC	Mar 1, 2007	May 30, 2007	90	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Mar 1, 2007	May 23, 2006	-282	Channel change	Other

Relationships

Registered with (4)

→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: current employment
Feb 8, 2022 to presentfactForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 3, 2010 to Jan 11, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 3, 2010 to Dec 31, 2020factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
May 30, 2007 to May 13, 2010factForm ADV

Dated events

No dated event names this entity yet.