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Reading the graph
Advisor at APOLLON FINANCIAL, LLC
MOUNT PLEASANT, SC | Naperville, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| APOLLON FINANCIAL, LLC | Independent wealth | Sep 26, 2024 | n/a | yes | MOUNT PLEASANT, SC|Naperville, IL | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 6, 2005 | Jul 6, 2007 | no | WHEATON, IL|CHICAGO, IL | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Feb 1, 1999 | Jul 6, 2005 | no | WHEATON, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | APOLLON FINANCIAL, LLC | Jul 6, 2007 | Sep 26, 2024 | 6,292 | Firm change after gap | Other |
| BANC ONE SECURITIES CORPORATION | CHASE INVESTMENT SERVICES CORP. | Jul 6, 2005 | Jul 6, 2005 | 0 | Bulk transfer | Other |