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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

RARITAN VALLEY CAPITAL MANAGEMENT LLC

CRD 173664

WESTFIELD, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:baecc012-689f-ca11-4c5f-b8c39c0ef525

Data as of Feb 5, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 4
On other graphs: 0
Observed: Jan 2, 2015 to Feb 5, 2021
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $147MItem 5.F on the latest filing (2021-02-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $147M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-80833
CRD: 173664
Filings on the tape: 9
First filed: Jan 2, 2015
Latest filed: Feb 5, 2021
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FRIEDMAN, BARRY, JAY	CHIEF EXECUTIVE OFFICER	Na	yes	12/2014	Jan 2, 2015	Feb 5, 2021
JONES, LLEWELLYN, STAUGHTON	LIMITED PARTNER OF QTRADE HOLDINGS LP AND MANAGING MEMBER OF QTRADE GP LLC	C	yes	01/2015	Jan 2, 2015	Feb 5, 2021
KAISER, DERRICK, LEE	LIMITED PARTNER OF QTRADE HOLDINGS LP AND MEMBER OF QTRADE GP LLC	C	yes	01/2015	Jan 2, 2015	Feb 5, 2021
KORNFELD, PAUL	PORTFOLIO MANAGER	Na	yes	12/2014	Jan 2, 2015	Feb 5, 2021
LISANSKY, ILYA	PORTFOLIO MANAGER	Na	yes	11/2016	Feb 21, 2017	Feb 5, 2021
QTRADE GP LLC	GENERAL PARTNER	F	yes	01/2015	Jan 2, 2015	Feb 5, 2021
QTRADE HOLDINGS LP	MEMBER AND MANAGER	E	yes	01/2021	Jan 2, 2015	Feb 5, 2021
SASSOON, JEFFREY, EZRA	CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER	Na	yes	03/2016	Mar 23, 2016	Feb 5, 2021

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Feb 5, 2021	$147M	$147M	8	2	1	n/a	n/a
2019	Mar 2, 2020	$215M	$215M	8	2	1	n/a	n/a
2018	Feb 19, 2019	$116M	$116M	8	2	1	n/a	n/a
2017	Mar 7, 2018	$335M	$335M	8	2	1	n/a	n/a
2016	Feb 21, 2017	$130M	$130M	8	2	n/a	n/a	n/a
2015	Mar 23, 2016	$148M	$148M	7	1	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$147M	$215M	-31.6%	$335M	-24.0%	8	8	1	1

Relationships

Controls (8)

← FRIEDMAN, BARRY, JAYOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jan 2, 2015 to presentfactForm ADV
← JONES, LLEWELLYN, STAUGHTONOwnerLIMITED PARTNER OF QTRADE HOLDINGS LP AND MANAGING MEMBER OF QTRADE GP LLC, ownership code C, individual
Jan 2, 2015 to presentfactForm ADV
← KORNFELD, PAULOwnerPORTFOLIO MANAGER, ownership code NA, individual
Jan 2, 2015 to presentfactForm ADV
← LISANSKY, ILYAOwnerPORTFOLIO MANAGER, ownership code NA, individual
Feb 21, 2017 to presentfactForm ADV
← SASSOON, JEFFREY, EZRAOwnerCHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 23, 2016 to presentfactForm ADV
← KAISER, DERRICK, LEEOwnerLIMITED PARTNER OF QTRADE HOLDINGS LP AND MEMBER OF QTRADE GP LLC, ownership code C, individual
Jan 2, 2015 to presentfactForm ADV
← QTRADE GP LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Jan 2, 2015 to presentfactForm ADV
← QTRADE HOLDINGS LPOwnerMEMBER AND MANAGER, ownership code E, domestic entity
Jan 2, 2015 to presentfactForm ADV

Dated events

Occurred
Mar 2, 2020
Control person left
Devor Brad Shalit (Co-Trustee) no longer on Schedule A of Raritan Valley Capital Management Llc (listed 2019-02-19, absent 2020-03-02)
Form ADVobserved 6 days ago
Occurred
Feb 19, 2019
Regulatory AUM changed
Raritan Valley Capital Management Llc reported RAUM $116.0M, down 65% from $335.0M (2018-03-07 to 2019-02-19)
Form ADVobserved 6 days ago
$-219M
Occurred
Mar 7, 2018
Regulatory AUM changed
Raritan Valley Capital Management Llc reported RAUM $335.0M, up 158% from $130.0M (2017-02-21 to 2018-03-07)
Form ADVobserved 6 days ago
$205M
Occurred
Jan 2, 2015
First Form ADV filing
Raritan Valley Capital Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:baecc012-689f-ca11-4c5f-b8c39c0ef525
First observed: Jan 2, 2015
Last observed: Feb 5, 2021 68 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RARITAN VALLEY CAPITAL MANAGEMENT LLC

CRD 173664

WESTFIELD, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:baecc012-689f-ca11-4c5f-b8c39c0ef525

Data as of Feb 5, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:26 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FRIEDMAN, BARRY, JAY

CHIEF EXECUTIVE OFFICER

yes

12/2014

Jan 2, 2015

Feb 5, 2021

JONES, LLEWELLYN, STAUGHTON

LIMITED PARTNER OF QTRADE HOLDINGS LP AND MANAGING MEMBER OF QTRADE GP LLC

yes

01/2015

Jan 2, 2015

Feb 5, 2021

KAISER, DERRICK, LEE

LIMITED PARTNER OF QTRADE HOLDINGS LP AND MEMBER OF QTRADE GP LLC

yes

01/2015

Jan 2, 2015

Feb 5, 2021

KORNFELD, PAUL

PORTFOLIO MANAGER

yes

12/2014

Jan 2, 2015

Feb 5, 2021

LISANSKY, ILYA

PORTFOLIO MANAGER

yes

11/2016

Feb 21, 2017

Feb 5, 2021

QTRADE GP LLC

GENERAL PARTNER

yes

01/2015

Jan 2, 2015

Feb 5, 2021

QTRADE HOLDINGS LP

MEMBER AND MANAGER

yes

01/2021

Jan 2, 2015

Feb 5, 2021

SASSOON, JEFFREY, EZRA

CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER

yes

03/2016

Mar 23, 2016

Feb 5, 2021

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Feb 5, 2021

$147M

n/a

2019

Mar 2, 2020

$215M

n/a

2018

Feb 19, 2019

$116M

n/a

2017

Mar 7, 2018

$335M

n/a

2016

Feb 21, 2017

$130M

n/a

2015

Mar 23, 2016

$148M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$147M

$215M

-31.6%

$335M

-24.0%