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Former SEC-registered adviser

R•••••• V••••• C•••••• M••••••••• L••

Former SEC-registered adviserWestfield, New JerseyCRD 173664SEC 801-80833IAPD
Latest filing Feb 5, 2021
First filing on the tape Jan 2, 2015 · 9 filings
RAUM
$147M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$147M as of Feb 5, 2021
Mar 23, 2016$148M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 5, 2021
Mar 23, 20160 then
Employees (5.A)8 as of Feb 5, 2021
Mar 23, 20167 then
Private funds: no history
RAUM -32% over the last fiscal year-24% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 5, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$147MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-32%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$147M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • F•••••••• B••••• J•• · Chief Executive Officercontrol
        since 12/2014 · owns less than 5%
      • K•••••••• P••• · Portfolio Managercontrol
        since 12/2014 · owns less than 5%
      • L•••••••• I••• · Portfolio Managercontrol
        since 11/2016 · owns less than 5%
      • S••••••• J••••••• E••• · Chief Operating Officer/Chief Financial Officercontrol
        since 03/2016 · owns less than 5%
      • J••••• L••••••••• S•••••••• · Limited Partner Of Q••••• H••••••• L• And Managing Member Of Q••••• G• L••control
        since 01/2015 · owns 25% to 50% of Q••••• H••••••• L•
      • K•••••• D••••••• L•• · Limited Partner Of Q••••• H••••••• L• And Member Of Q••••• G• L••control
        since 01/2015 · owns 25% to 50% of Q••••• H••••••• L•
      Entity owners
      • Q••••• H••••••• L• · Member And Manager
        direct · owns 75% or more
      • Q••••• G• L•• · General Partner
        indirect · owns F of Q••••• H••••••• L•
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $215M to $147M
        Mar 2, 2020 to Feb 5, 2021
      • Pooled vehicle RAUM · $215M to $147M
        Mar 2, 2020 to Feb 5, 2021
      • RAUM · $215M to $147M
        Mar 2, 2020 to Feb 5, 2021
      • Discretionary RAUM · $116M to $215M
        Feb 19, 2019 to Mar 2, 2020
      • Pooled vehicle RAUM · $116M to $215M
        Feb 19, 2019 to Mar 2, 2020
      • RAUM · $116M to $215M
        Feb 19, 2019 to Mar 2, 2020
      • Discretionary RAUM · $335M to $116M
        Mar 7, 2018 to Feb 19, 2019
      • Pooled vehicle RAUM · $335M to $116M
        Mar 7, 2018 to Feb 19, 2019
      • RAUM · $335M to $116M
        Mar 7, 2018 to Feb 19, 2019
      • Pooled vehicle clients · unset to 1.0
        Feb 21, 2017 to Mar 7, 2018
      • Other offices · unset to 1.0
        Feb 21, 2017 to Mar 7, 2018
      • Discretionary RAUM · $130M to $335M
        Feb 21, 2017 to Mar 7, 2018
      • Pooled vehicle RAUM · unset to 335000000.0
        Feb 21, 2017 to Mar 7, 2018
      • RAUM · $130M to $335M
        Feb 21, 2017 to Mar 7, 2018
      • Advisory employees · 1 to 2
        Mar 23, 2016 to Feb 21, 2017
      • Employees · 7 to 8
        Mar 23, 2016 to Feb 21, 2017
      • Discretionary RAUM · $148M to $130M
        Mar 23, 2016 to Feb 21, 2017
      • RAUM · $148M to $130M
        Mar 23, 2016 to Feb 21, 2017
      • Employees · 4 to 7
        May 7, 2015 to Mar 23, 2016
      • Discretionary RAUM · $35.0M to $148M
        May 7, 2015 to Mar 23, 2016
      • RAUM · $35.0M to $148M
        May 7, 2015 to Mar 23, 2016
      • Accounts · unset to 1.0
        Jan 9, 2015 to May 7, 2015
      • Discretionary RAUM · unset to 35000000.0
        Jan 9, 2015 to May 7, 2015
      • Non-discretionary RAUM · unset to 0.0
        Jan 9, 2015 to May 7, 2015
      • RAUM · unset to 35000000.0
        Jan 9, 2015 to May 7, 2015
      Signals
      4 dated events
      • Devor Brad Shalit (Co-Trustee) no longer on Schedule A of R•••••• V••••• C•••••• M••••••••• L•• (listed 2019-02-19, absent 2020-03-02)
        Mar 2, 2020 · Control person left · inference
      • R•••••• V••••• C•••••• M••••••••• L•• reported RAUM $116.0M, down 65% from $335.0M (2018-03-07 to 2019-02-19)
        Feb 19, 2019 · RAUM change · derived
      • R•••••• V••••• C•••••• M••••••••• L•• reported RAUM $335.0M, up 158% from $130.0M (2017-02-21 to 2018-03-07)
        Mar 7, 2018 · RAUM change · derived
      • R•••••• V••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Jan 2, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026