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Advisor at KESTRA ADVISORY SERVICES, LLC
Superior, CO | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | May 27, 2026 | n/a | yes | AUSTIN, TX|Superior, CO | Current employment |
| KESTRA PRIVATE WEALTH SERVICES, LLC | Bd affiliated wealth | Feb 22, 2019 | Jun 17, 2026 | no | AUSTIN, TX|San Diego, CA|Superior, CO | Previous registration |
| MORGAN STANLEY | Wirehouse | Jan 10, 2012 | Feb 22, 2019 | no | Carlsbad, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 7, 2005 | Jan 12, 2012 | no | CARLSBAD, CA|CARLSBAD, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | May 15, 2001 | Jan 18, 2005 | no | ENCINITAS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KESTRA PRIVATE WEALTH SERVICES, LLC | KESTRA ADVISORY SERVICES, LLC | Jun 17, 2026 | May 27, 2026 | -21 | Channel change | Ibd to ibd |
| MORGAN STANLEY | KESTRA PRIVATE WEALTH SERVICES, LLC | Feb 22, 2019 | Feb 22, 2019 | 0 | Firm change | Wirehouse to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Jan 12, 2012 | Jan 10, 2012 | -2 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO INVESTMENTS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 18, 2005 | Jan 7, 2005 | -11 | Firm change | Other |