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Advisor at ROSEMEYER MANAGEMENT GROUP
PLATTEVILLE, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROSEMEYER MANAGEMENT GROUP | Independent wealth | Aug 20, 2021 | n/a | yes | PLATTEVILLE, WI | Current employment |
| CRI SECURITIES, LLC | Former SEC adviser | Sep 24, 2020 | Aug 10, 2021 | no | MADISON, WI | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 24, 2020 | Aug 10, 2021 | no | MADISON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | CRI SECURITIES, LLC | Aug 10, 2021 | Sep 24, 2020 | -320 | Firm change after gap | Ibd to ibd |
| CRI SECURITIES, LLC | SECURIAN FINANCIAL SERVICES, INC. | Aug 10, 2021 | Sep 24, 2020 | -320 | Channel change | Ibd to ibd |