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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ROSEMEYER MANAGEMENT GROUP

RMG WEALTH MANAGEMENT, LLC, CRD 310363

PLATTEVILLE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0f36082d-4aec-225d-ccf4-5443f9be8f8d

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 8
On other graphs: 0
Observed: Oct 12, 2020 to Apr 30, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $914MItem 5.F on the latest filing (2026-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $874M
Private client RAUM: $861MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 15
RAUM per advisor: $60.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 23
Advisory employees: 9
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 1,170
Individual clients: 911
High net worth clients: 243
SEC number: 801-119774
CRD: 310363
Filings on the tape: 23
First filed: Oct 12, 2020
Latest filed: Apr 30, 2026
Organised: Limited Liability Company, WI
Website: rosemeyermg.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANDREW THOMAS TRANEL	Certified Financial Planner	PLATTEVILLE, WI	5	14	1	no
JACOB EDWARD ROSEMEYER	n/a	PLATTEVILLE, WI	5	12	1	no
Payton Paul Simon	n/a	PLATTEVILLE, WI	5	22	n/a	no
REGAN MARIE SHIPP	n/a	PLATTEVILLE, WI	5	11	1	no
KALEY ELLEN BOCKHOP	n/a	PLATTEVILLE, WI	5	11	1	no
Carter M Klaas	n/a	PLATTEVILLE, WI	5	10	2	no
JOSEPH WILLIAM SCHULTZ	n/a	PLATTEVILLE, WI	3	11	n/a	no
Brooklyn Louise Flanagan	n/a	PLATTEVILLE, WI	2	12	n/a	no
John Paul Drefcinski	n/a	PLATTEVILLE, WI	1	14	n/a	no
Frank Johann Ortiz	n/a	Dubuque, IA \| PLATTEVILLE, WI	0	10	n/a	no
Haley Herr	n/a	Sterling, IL \| PLATTEVILLE, WI	0	11	n/a	no
Jake Allen Miller	n/a	PLATTEVILLE, WI	0	10	n/a	no
Dylan Andrew Rasmason	n/a	PLATTEVILLE, WI	0	10	n/a	no
Teagan Nicole Parker	n/a	PLATTEVILLE, WI \| Great Falls, MT	0	11	n/a	no
Clare Anne Manning	n/a	PLATTEVILLE, WI	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOCKHOP, KALEY, ELLEN	CHIEF FINANCIAL OFFICER	B	yes	02/2024	Feb 22, 2024	Dec 16, 2024
ROSEMEYER, JACOB, EDWARD	CHIEF EXECUTIVE OFFICER	B	yes	08/2020	Oct 12, 2020	Dec 16, 2024
SHIPP, REGAN, MARIE	CHIEF OPERATIING OFFICER	B	yes	02/2024	Feb 22, 2024	Dec 16, 2024
Simon, Payton, Paul	CHIEF INVESTMENT OFFICER	B	yes	02/2024	Feb 22, 2024	Dec 16, 2024
TRANEL, ANDREW, THOMAS	CHIEF COMPLIANCE OFFICER	D	yes	08/2020	Oct 12, 2020	Dec 16, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KALEY E. BOCKHOP	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Dubuque	Ia	United States	4	no
Streling	IL	United States	1	no
Boscobel	Wi	United States	1	no
Glendale	Wi	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 9

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026	$914M	$874M	23	9	4	n/a	n/a
2024	Mar 28, 2025	$692M	$655M	16	8	4	n/a	n/a
2023	Jan 16, 2024	$511M	$480M	10	7	4	n/a	n/a
2022	Jan 19, 2023	$338M	$314M	9	7	4	n/a	n/a
2021	Feb 8, 2022	$322M	$293M	10	6	3	n/a	n/a
2020	Feb 4, 2021	$216M	$195M	8	5	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$914M	$692M	32.1%	$338M	39.3%	23	16	4	4

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HARBOUR INVESTMENTS, INC.	2	Dec 31, 2020	Nov 12, 2020	DUBUQUE, IA	Team lift out	RIA to new firm	1.2%

Relationships

Registered with (15)

← Clare Anne ManningAdvisorregistration: current employment
Aug 25, 2026 to presentfactForm ADV
← Teagan Nicole ParkerAdvisorregistration: current employment
Aug 12, 2026 to presentfactForm ADV
← Dylan Andrew RasmasonAdvisorregistration: current employment
Jul 31, 2026 to presentfactForm ADV
← Jake Allen MillerAdvisorregistration: current employment
Jul 29, 2026 to presentfactForm ADV
← Haley HerrAdvisorregistration: current employment
Jan 23, 2026 to presentfactForm ADV
← Frank Johann OrtizAdvisorregistration: current employment
Jan 20, 2026 to presentfactForm ADV
← John Paul DrefcinskiAdvisorregistration: current employment
Jul 30, 2025 to presentfactForm ADV
← Brooklyn Louise FlanaganAdvisorregistration: current employment
Jul 1, 2024 to presentfactForm ADV
← JOSEPH WILLIAM SCHULTZAdvisorregistration: current employment
Nov 16, 2022 to presentfactForm ADV
← Carter M KlaasAdvisorregistration: current employment
Aug 20, 2021 to presentfactForm ADV
← ANDREW THOMAS TRANELAdvisorregistration: current employment
Nov 12, 2020 to presentfactForm ADV
← JACOB EDWARD ROSEMEYERAdvisorregistration: current employment
Nov 12, 2020 to presentfactForm ADV
← Payton Paul SimonAdvisorregistration: current employment
Nov 12, 2020 to presentfactForm ADV
← REGAN MARIE SHIPPAdvisorregistration: current employment
Nov 12, 2020 to presentfactForm ADV
← KALEY ELLEN BOCKHOPAdvisorregistration: current employment
Nov 12, 2020 to presentfactForm ADV

Controls (5)

← TRANEL, ANDREW, THOMASOwnerCHIEF COMPLIANCE OFFICER, ownership code D, individual
Oct 12, 2020 to Dec 16, 2024factForm ADV
← ROSEMEYER, JACOB, EDWARDOwnerCHIEF EXECUTIVE OFFICER, ownership code B, individual
Oct 12, 2020 to Dec 16, 2024factForm ADV
← Simon, Payton, PaulOwnerCHIEF INVESTMENT OFFICER, ownership code B, individual
Feb 22, 2024 to Dec 16, 2024factForm ADV
← SHIPP, REGAN, MARIEOwnerCHIEF OPERATIING OFFICER, ownership code B, individual
Feb 22, 2024 to Dec 16, 2024factForm ADV
← BOCKHOP, KALEY, ELLENOwnerCHIEF FINANCIAL OFFICER, ownership code B, individual
Feb 22, 2024 to Dec 16, 2024factForm ADV

Moved with (1)

← HARBOUR INVESTMENTS, INC.Registered adviser2 advisors, team lift out, same day
Dec 31, 2020 to Nov 12, 2020factForm ADV

Dated events

Occurred
Jan 10, 2026
Regulatory AUM changed
Rosemeyer Management Group reported RAUM $914.0M, up 32% from $691.9M (2025-11-07 to 2026-01-10)
Form ADVobserved 4 days ago
$222M
Occurred
Jan 30, 2025
Regulatory AUM changed
Rosemeyer Management Group reported RAUM $691.9M, up 35% from $511.2M (2024-12-16 to 2025-01-30)
Form ADVobserved 4 days ago
$181M
Occurred
Feb 22, 2024
Control person joined
Paul Payton Simon (Chief Investment Officer) appeared on Schedule A of Rosemeyer Management Group
Form ADVobserved 4 days ago
Occurred
Feb 22, 2024
Control person joined
Marie Regan Shipp (Chief Operatiing Officer) appeared on Schedule A of Rosemeyer Management Group
Form ADVobserved 4 days ago
Occurred
Feb 22, 2024
Control person joined
Ellen Kaley Bockhop (Chief Financial Officer) appeared on Schedule A of Rosemeyer Management Group
Form ADVobserved 4 days ago
Occurred
Jan 16, 2024
Regulatory AUM changed
Rosemeyer Management Group reported RAUM $511.2M, up 51% from $338.1M (2023-01-19 to 2024-01-16)
Form ADVobserved 4 days ago
$173M
Occurred
Feb 8, 2022
Regulatory AUM changed
Rosemeyer Management Group reported RAUM $321.6M, up 49% from $215.6M (2022-01-16 to 2022-02-08)
Form ADVobserved 4 days ago
$106M
Occurred
Oct 12, 2020
First Form ADV filing
Rmg Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f36082d-4aec-225d-ccf4-5443f9be8f8d
First observed: Oct 12, 2020
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROSEMEYER MANAGEMENT GROUP

RMG WEALTH MANAGEMENT, LLC, CRD 310363

PLATTEVILLE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0f36082d-4aec-225d-ccf4-5443f9be8f8d

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:55 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANDREW THOMAS TRANEL

Certified Financial Planner

PLATTEVILLE, WI

JACOB EDWARD ROSEMEYER

n/a

PLATTEVILLE, WI

Payton Paul Simon

n/a

PLATTEVILLE, WI

n/a

REGAN MARIE SHIPP

n/a

PLATTEVILLE, WI

KALEY ELLEN BOCKHOP

n/a

PLATTEVILLE, WI

Carter M Klaas

n/a

PLATTEVILLE, WI

JOSEPH WILLIAM SCHULTZ

n/a

PLATTEVILLE, WI

n/a

Brooklyn Louise Flanagan

n/a

PLATTEVILLE, WI

n/a

John Paul Drefcinski

n/a

PLATTEVILLE, WI

n/a

Frank Johann Ortiz

n/a

Dubuque, IA | PLATTEVILLE, WI

n/a

Haley Herr

n/a

Sterling, IL | PLATTEVILLE, WI

n/a

Jake Allen Miller

n/a

PLATTEVILLE, WI

n/a

Dylan Andrew Rasmason

n/a

PLATTEVILLE, WI

n/a

Teagan Nicole Parker

n/a

PLATTEVILLE, WI | Great Falls, MT

n/a

Clare Anne Manning

n/a

PLATTEVILLE, WI

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOCKHOP, KALEY, ELLEN

CHIEF FINANCIAL OFFICER

yes

02/2024

Feb 22, 2024

Dec 16, 2024

ROSEMEYER, JACOB, EDWARD

CHIEF EXECUTIVE OFFICER

yes

08/2020

Oct 12, 2020

Dec 16, 2024

SHIPP, REGAN, MARIE

CHIEF OPERATIING OFFICER

yes

02/2024

Feb 22, 2024

Dec 16, 2024

Simon, Payton, Paul

CHIEF INVESTMENT OFFICER

yes

02/2024

Feb 22, 2024

Dec 16, 2024

TRANEL, ANDREW, THOMAS

CHIEF COMPLIANCE OFFICER

yes

08/2020

Oct 12, 2020

Dec 16, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KALEY E. BOCKHOP

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Dubuque

United States

Streling

United States

Boscobel

United States

Glendale

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 30, 2026

$914M

$874M

n/a

2024

Mar 28, 2025

$692M

$655M

n/a

2023

Jan 16, 2024

$511M

$480M

n/a

2022

Jan 19, 2023

$338M

$314M

n/a

2021

Feb 8, 2022

$322M

$293M

n/a

2020

Feb 4, 2021

$216M

$195M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$914M

$692M

32.1%

$338M

39.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HARBOUR INVESTMENTS, INC.

Dec 31, 2020

Nov 12, 2020

DUBUQUE, IA

Team lift out

RIA to new firm

1.2%